Officer, Middle Office, Setclear

Posted 2 Days Ago
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Pune, Mahārāshtra, IND
In-Office
Junior
Fintech • Payments • Financial Services
The Role
Oversee trade bookings, confirmations, reference data, reconciliations, and operational controls across middle-office workflows. Coordinate with traders, counterparties, customers, and global support teams to resolve trade-related issues. Manage BAU activities, authorize system releases, support projects, and identify process improvements. The role requires securities operations knowledge, strong analytical and organizational skills, risk awareness, and flexibility to work Asia, EU, or US shifts.
Summary Generated by Built In
Key Areas of Responsibilities
  • Oversee and validate trade bookings to ensure accurate capture of transactions in internal systems
  • Coordinate preparation and verification of trade confirmations and contract notes, ensuring timely distribution to counterparties.
  • Co-ordination with regional trade support groups, traders and customers to resolve queries / issues.
  • Maintain and update static and reference data to support trading and operational accuracy.
  • Proactively manage day-to-day operational queries and issues from internal and external stakeholders, escalating where necessary.
  • Investigate and resolve reconciliation issues between front office trading systems and downstream operational platforms.
  • Serve as an authorizer and releaser for relevant systems to ensure operational governance and control.
  • Supervise and manage daily business-as-usual (BAU) workflows, as well as project deliverables.
  • Support initiatives aimed at process efficiencies, system enhancements, cost savings, and improved operational controls.
Requirements
  • Minimum of 1-4 years’ relevant experience in the securities or related financial services industry.
  • Prior middle office experience will be considered a strong advantage.
  • Solid understanding of trade processing workflows, including reference data management.
  • Proven ability to collaborate effectively with front office and other support teams, both locally and globally, to address trade-related enquiries and resolve issues.
  • Ability to manage competing priorities and ensure timely completion of tasks in a fast-paced environment.
  • Strong attention to detail, analytical problem-solving capabilities, and effective time management skills, with demonstrated risk awareness to ensure compliance and safeguard the firm’s operational and financial integrity.
  • Excellent command and fluency in both spoken and written English; proficiency in additional languages will be an advantage.
  • The candidate should be willing and able to challenge existing processes and procedures and suggest changes where these are felt to be appropriate and necessary.
  • The candidates should be familiar with Microsoft Office and preferably have experience in the usage of operations systems/applications commonly used in securities-related industry including DTCC Alert, CTM, FIX, SWIFT etc.
  • Candidate should be open to work in Asia / EU / US shifts depending on the work requirement.
  • Experience in sell-side brokerage operations (optional)
  • Bachelor’s or Master’s degree in Commerce, Finance, or Banking.

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Skills Required

  • Minimum 1-4 years of relevant experience in securities or related financial services
  • Prior middle-office experience
  • Solid understanding of trade processing workflows and reference data management
  • Experience collaborating with front-office and support teams to resolve trade-related issues
  • Ability to manage competing priorities in a fast-paced environment
  • Strong attention to detail, analytical problem-solving, and time-management skills
  • Risk awareness related to compliance and operational and financial integrity
  • Fluency in spoken and written English
  • Proficiency in additional languages
  • Ability to challenge existing processes and suggest improvements
  • Familiarity with Microsoft Office
  • Experience with securities operations systems such as DTCC Alert, CTM, FIX, or SWIFT
  • Willingness and ability to work Asia, EU, or US shifts
  • Experience in sell-side brokerage operations
  • Bachelor's or Master's degree in Commerce, Finance, or Banking

CLSA Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about CLSA and has not been reviewed or approved by CLSA.

  • Pay Growth & Progression Base pay for junior bankers was increased significantly in 2021 to stay competitive in a hot market. This indicates willingness to adjust compensation when talent risks rise.
  • Healthcare Strength Permanent staff are automatically enrolled in healthcare aligned to local markets, with added travel health and security support via International SOS. This points to solid core medical coverage with global-travel assistance.
  • Retirement Support Permanent staff are automatically enrolled in pension plans aligned to local markets. A group retirement plan is administered regionally, signaling formalized retirement benefits infrastructure.

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The Company
HQ: Hong Kong
2,160 Employees
Year Founded: 1986

What We Do

CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform. Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals. CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players. Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com

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