Jobs at CLSA

Manages securities settlement operations, including trade matching, fails management, reconciliations, collateral processing, ADR/GDR conversions, compliance, and process improvements. Supervises settlement teams, ensures timely and accurate execution across global shifts, supports projects and UAT, and coordinates with management, brokers, clients, and local offices.

Manage end-to-end institutional equities client onboarding across APAC, including KYC due diligence, client identification, verification, screening, documentation validation, and risk assessment. Partner with Front Office, Compliance, AML, Operations, FATCA, and external clients to meet onboarding requirements. Independently review KYC work for accuracy and regulatory compliance while resolving complex issues involving corporate structures, constitutional documents, and AML requirements.

Support and improve DevOps platform stability and reliability by troubleshooting build and deployment issues, configuring CI/CD workflows, managing containerized applications and artifact repositories, and driving automation. Collaborate with development, project management, and TechOps teams to enforce SDLC processes, optimize tools, track KPIs, and maintain technical documentation and SOPs.

Coordinate corporate access events such as roadshows and investor conferences, managing schedules, travel logistics, client and investor communications, participant records, reporting, and follow-up activities. Collaborate with research, sales, investor relations, and compliance teams while gathering market intelligence and investor sentiment. The role requires strong organization, project coordination, bilingual Japanese and English communication, CRM and Microsoft Office proficiency, and knowledge of APAC equity markets.

Leads custody business setup, strategic planning, procedures, workflows, controls, stakeholder relationships, system implementation, and operational enhancements. Oversees or supports settlement, reconciliation, and corporate actions across Hong Kong and global securities markets. Manages settlement systems including SWIFT, CMU, CCASS, Euroclear, and Clearstream, leads operational teams, monitors market developments, resolves settlement issues, and manages operational risk and ad hoc projects.

Leads Level 1 and Level 2 production support for FICC and EQD front-to-back office applications, including Calypso, TBricks, Imagine, and in-house systems. Responsibilities include monitoring, health checks, incident escalation, change management, configuration, documentation, BCP drills, audits, and deployment projects. The role mentors junior staff, supports business users, and works morning shifts and rotating weekends.

Supports cybersecurity awareness programs, phishing simulations, identity and access management processes, SailPoint IdentityIQ activities, access reviews, identity lifecycle events, UAT, documentation, audit evidence, and remediation tracking. The role coordinates with business, IT, application, and security stakeholders to gather requirements, improve IAM processes, monitor activities, and address compliance gaps.

Conduct periodic KYC reviews, assess client risk and regulatory classifications, investigate ownership structures, verify documentation through screening tools, resolve screening issues, guide clients on KYC requirements, support audits, and escalate AML or compliance exceptions. The role requires knowledge of banking clients, corporate structures, HK SFC AMLO, and MAS KYC requirements.

Manage post-trade settlement operations for securities, equities, derivatives, and institutional client transactions. Responsibilities include trade allocation, booking, confirmation, matching, settlement, reporting, client onboarding, KYC reviews, regulatory clearing, market data updates, and compliance with internal policies. The role also provides operational support to internal and external customers and coordinates with Compliance and Risk teams.

Performs periodic KYC reviews for institutional and corporate clients, including due diligence documentation collection, ownership analysis, screening, risk classification, workflow management, regulatory compliance, audit support, reporting, and process improvements. The role also supports client interactions, issue escalation, post-execution securities processes, and trade settlement activities while coordinating with regional colleagues and AML and Compliance teams.

Supports the robust operation of the Malaysia business, including budgeting, regulatory compliance, risk management, governance reporting, business continuity, payroll, company secretarial matters, outsourced service contracts, and office administration. The role also coordinates global support functions, manages operational initiatives and projects, monitors financial and administrative controls, and assists with business development and issue resolution across departments.

Supervise financial research publications by ensuring regulatory compliance, business-rule adherence, brand integrity, accuracy, timeliness, and adherence to house style. Coordinate with analysts and production teams, edit and rewrite reports, improve readability and visual appeal, and support innovative publication initiatives. The role requires strong English and numeracy skills, financial rigor, attention to detail, design aptitude, and the Series 16 supervisory analyst qualification.

Oversee end-to-end equity derivatives operations across OTC and listed products, including trade capture, settlement, lifecycle processing, reconciliations, controls, incident management, audits, and regulatory reviews. Support the Head of Operations, manage service delivery and escalations, drive remediation and process improvements, support new-product launches and system changes, and coach team members. The role requires extensive derivatives operations experience, strong control expertise, and effective stakeholder management across front office, risk, finance, technology, legal, and external providers.

Supports senior sales traders with execution of US equity orders for institutional clients. Monitors market activity, news, corporate events, liquidity, and trading volumes; provides market updates and commentary; manages order flow across exchanges and alternative venues; supports trade booking, allocations, analytics, client reporting, and post-trade inquiries. The role also develops client relationships, collaborates with trading and operations teams, and ensures compliance with policies and regulations.

Execute institutional equity derivatives orders from pricing and liquidity discovery through allocation and settlement. Manage counterparties, trading limits, risk controls, best execution, trade exceptions, and settlement issues. Identify block and crossing opportunities, provide market insight, collaborate with Sales, Risk, Operations, and Middle Office, and support agency execution platform enhancements and workflow automation.

Conducts equity research and stock coverage for Singapore-listed small- and mid-cap companies. Responsibilities include building financial models and valuation databases, analyzing market and corporate developments, issuing investment recommendations, producing research reports, presenting ideas to fund managers and clients, and maintaining relationships with institutional sales teams, companies, government bodies, and industry organizations.

Provides regional support for payroll, compensation, benefits, insurance, retirement plans, wellness programs, and annual salary and bonus reviews. Coordinates with HR teams, payroll and benefits providers, brokers, insurers, Finance, Legal, and overseas administrators to ensure accurate, compliant, and efficient HR operations. Conducts market research, prepares reports and employee communications, supports process improvements, and manages administrative and transactional HR activities across multiple regions.

Support Delta One equity derivatives trading through pricing, execution, hedging, risk management, inventory optimization, financing analysis, and trade idea generation. Develop Python-based analytical tools, automate workflows, enhance trading infrastructure, and coordinate with Quant, Technology, Risk, Compliance, Legal, Finance, Operations, and settlement teams. The role focuses on Asian equity markets, South Asian inventory, relative-value opportunities, and improving client franchise economics.

As an Index Exotic Options Trader, you will manage EMEA Exotic Index books, price equity exotic structures, collaborate with traders, and conduct market research to identify risks and opportunities.

The Manager, Treasury will manage banking relationships, support financing activities, oversee liquidity management, and contribute to ad-hoc Treasury projects. Candidates should have solid experience in financial services and strong analytical skills.