Quest CE

Quest CE is a leading provider of compliance training and technology solutions for the financial services industry. For more than two decades, we’ve helped firms of all sizes, from large broker-dealers and investment advisors to small TPAs and insurance agencies, build, manage, and maintain effective compliance programs.

Our solutions include a comprehensive learning management system, robust reporting tools, branch audit management, and a fully customizable compliance management platform called Renaissance. These tools help compliance teams track continuing education, manage code of ethics requirements, monitor personal trading and gifts, and oversee outside business activities. The result is less manual work, reduced regulatory risk, and greater confidence in your compliance program.

At Quest CE, we believe compliance doesn’t need to be complicated. That’s why we combine intuitive technology with expert service to make the process easier and more efficient for our clients. Our dedicated account managers and online services team work closely with firms to tailor solutions that fit their specific needs. This personal approach sets us apart from one-size-fits-all vendors.

More than 2,000 financial firms trust Quest CE to support their compliance programs. Our client retention rate of 95 percent reflects our focus on long-term relationships, responsiveness, and consistently high service. Whether helping a startup RIA get their program off the ground or supporting an enterprise firm through a complex regulatory rollout, we deliver the same level of care, flexibility, and expertise.

As a privately held, family-run company based in Milwaukee, Wisconsin, our mission is to help financial professionals protect their clients, their firms, and their reputations. We are proud to foster a culture of compliance, integrity, and continuous improvement.