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Fintech • Information Technology • Financial Services • App development
Develops and administers a firm-wide compliance program for an options market-making and proprietary trading broker-dealer. Responsibilities include maintaining policies, conducting risk assessments and compliance reviews, overseeing surveillance, managing employee disclosures and information barriers, supporting regulatory filings, maintaining FINRA CRD records, coordinating vendors, and delivering compliance training. The role requires strong knowledge of SEC, FINRA, and CBOE rules, options trading, project management, and securities licensing.
Fintech • Information Technology • Financial Services • App development
Coordinates daily office facilities operations, including opening the workplace, handling facility requests, scheduling repairs and inspections, managing vendors, maintaining supplies, supporting space planning and events, tracking invoices and budgets, and ensuring a welcoming, safe, and functional office environment. The role is fully onsite, starts early, and requires strong communication, organization, professionalism, and relationship-building skills.
Fintech • Information Technology • Financial Services • App development
Supports externally facing executives by managing complex calendars, international travel, client communications, CRM records, pipeline reports, expenses, and client-facing events. Serves as a polished point of contact for clients and prospects, prepares executives for meetings, handles confidential deal information, and makes sound decisions during fast-moving sales cycles and last-minute changes.

















