Jobs at FINRA

The Associate Principal Analyst reviews advertising materials for compliance with regulatory standards, mentors junior staff, and ensures quality and timely responses to inquiries.

The Manager, Social Media will develop and execute social media strategy, create content, manage engagement, and optimize performance to enhance FINRA's voice across channels.

The Engineering Manager leads a team to design and implement data pipelines for a generative AI platform, focusing on technical leadership, project management, and team development.

The Lead Software Engineer is responsible for software product development, improving quality, mentoring engineers, and managing complex projects. They implement solutions and collaborate across teams to achieve objectives while coaching less experienced colleagues.

The Staff Systems Administrator/Engineer ensures system quality by reviewing specifications, implementing OS updates, monitoring performance, and mentoring junior staff.

The Associate Director, State Government Affairs monitors and analyzes state legislation affecting FINRA, communicates with state regulators, and prepares reports and recommendations for senior leaders.

The Manager, HR Business Partner provides strategic advice and support on HR processes to management, drives talent management initiatives, and collaborates across functions to enhance organizational performance.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.

As an Associate Principal Business Analyst, you'll gather and document requirements, collaborate across teams, manage projects, support users, and ensure system integrity for FINRA's surveillance systems.

As a Senior Cyber Threat Intel Analyst, monitor cyber threats, analyze intelligence data, lead examinations, and provide actionable insights to enhance financial industry defenses.

The Senior Analyst conducts surveillance reviews to identify market activity violations, analyzes trading activity, and develops analytics tools to combat fraud.

The Associate Principal Analyst conducts surveillance reviews, analyzes trading activity for violations, updates internal guidelines, develops analytics, and prepares reports. They also provide training and work on special projects.

Lead product initiatives for OCLO to deliver legal-technology solutions. Manage product lifecycle, stakeholder engagement, vendor selection, governance, adoption, and reporting/analytics to improve efficiency and meet strategic goals.

Lead strategy, operations, and technical oversight of an enterprise-wide knowledge management system. Manage content, taxonomy, training, stakeholder collaboration, KMS maintenance, search and data curation, and reporting to ensure accurate, user-focused regulatory guidance.

The Associate Principal Research Analyst conducts research and data analysis to inform financial education, manages projects, ensures quality, and collaborates with stakeholders.

The Lead GenAI Backend Platform Software Engineer develops scalable software solutions, leads architectural design, ensures product quality, and mentors team members.

Oversee development and maintenance of qualification exams for securities professionals, manage expert committees, apply psychometric analysis, and ensure exam quality and relevance.

The Staff Software Engineer develops software products, improves product quality in the software development life cycle, and collaborates with peers on various technical tasks and documentation.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.

The Case Administrator Manager oversees the case administration team, ensuring high performance and compliance in legal proceedings. Responsibilities include managing case assignments, monitoring workflows, and developing quality control measures.