Search the 18 jobs at FINRA

The Staff Desktop Support Specialist provides technical support for desktop computers and mobile devices, directly assisting senior leadership. Responsibilities include troubleshooting, data analysis, project management, and root cause analysis. Strong experience in Windows and Mac OS, MDM, and MS Office Suite is required.

The Senior Desktop Engineer will transform the Desktop computing environment, focusing on End-User Infrastructure strategies and implementing software distribution and security measures. Responsibilities include designing user-friendly solutions, enhancing desktop management, automating processes, and participating in the lifecycle management of platforms. The role demands extensive experience in Active Directory, Group Policies, and various desktop management technologies.

The Lead Enterprise Data Steward is responsible for establishing processes for data governance and stewardship at FINRA. This includes advocating for data access and literacy, collaborating with various departments on data security and privacy, and ensuring the accuracy and quality of data across the organization while driving a data-driven culture.

The Analyst on the Analytics Team supports advanced financial modeling for budgeting, forecasting, and strategic planning, conducts detailed financial analyses, and collaborates with other departments to ensure accurate financial decision-making. Responsibilities include data processing, identifying key business challenges, and designing business intelligence tools.

The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities, performing ongoing risk assessments, mentoring junior staff, and collaborating with various departments to manage regulatory risks. They will support the Risk Monitoring Director in identifying and addressing risks across complex financial firm environments.

The Senior Analyst in Fraud Detection conducts surveillance reviews to identify and analyze unusual market activities, drafts regulatory summaries, and assists in the development of analytics and surveillance tools. The role requires presenting findings and maintaining documentation, alongside ongoing projects to improve detection methods.

The Accountant will handle the accurate recording and reporting of financial activities, assist with accounts receivable and billing, participate in month-end closing, and support management reporting. They will collaborate across various finance functions and ensure accurate billing activities and documentation for audits.

The Staff Developer will develop, test, debug, and document software components. Responsibilities include analyzing requirements, defining designs, building and deploying software, mentoring junior staff, and ensuring compliance with FINRA standards in a collaborative environment.

The Senior Microsoft Systems Engineer is responsible for engineering, implementing, testing, and documenting systems in support of core platforms and services. Key functions include managing M365 environments, overseeing security guidelines, enhancing system performance, and mentoring junior staff. This role also involves vendor management and ensuring compliance with technology policies.

The Public Relations Manager develops and implements communications strategies that promote a positive public image for FINRA. They write and manage press materials, collaborate with executives on strategies, serve as a spokesperson, and handle communications tactics while staying updated on industry trends.

The Senior Systems Administrator/Engineer is responsible for ensuring data centers meet quality standards through manual and automated activities. Key tasks include designing and maintaining operating systems, implementing monitoring tools, enhancing system performance, overseeing security guidelines, and mentoring junior staff. The role requires collaboration across teams and adherence to technology policies, while managing vendor relationships and conducting compliance testing.

The Senior Data Engineer will establish data engineering best practices at FINRA, develop feature functions within the Dynamic Surveillance Platform, and collaborate with Data Scientists to generate datasets. Key tasks include data extraction, transformation, and loading from diverse sources, as well as mentoring junior engineers.

The Senior Data Engineer will establish data engineering best practices and collaborate with data scientists to generate datasets for the Dynamic Surveillance Platform. Responsibilities include developing feature functions, managing large data sets, and mentoring other engineers on methodologies.

The Lead Developer in Test is responsible for ensuring the quality of software products by developing and executing testing strategies, overseeing automation architecture, managing code reviews, and mentoring a team. The role includes performance monitoring, defect resolution, and compliance with security standards.

The Associate Principal Analyst will work on optimizing business processes, resolving complex issues, supporting regulatory initiatives, and developing strategies linked to business objectives. Responsibilities include conducting analysis, maintaining working relationships across various stakeholders, leading projects, and creating educational content for adoption of initiatives.

The Senior Analyst in Corporate Financing Public Offerings analyzes public offering transactions, ensures compliance with FINRA and SEC rules, and communicates underwriting arrangements. The role involves drafting letters, conducting investigations, and preparing reports. The analyst supports enforcement investigations and assists with examinations of corporate financing activities, handling inquiries from various stakeholders.

The Senior Analyst will provide business analysis expertise for assigned products to meet business needs, develop project plans, facilitate information flow between stakeholders, analyze business processes, document changes, and mentor junior analysts. Responsibilities include user acceptance testing, recommending new features, and supporting change management tasks.

Seeking a seasoned Senior Developer with experience in Java, Python, and AWS to join the Corporate Systems Technology team. Responsibilities include developing and enhancing Corporate Systems applications, collaborating with cross-functional teams, and mentoring junior staff. Preferred experience with Workday integrations and applications.