Search the 12 jobs at FINRA

The Senior Systems Administrator/Engineer is responsible for ensuring quality standards in FINRA data centers, designing and maintaining systems software, monitoring performance, implementing security measures, and mentoring junior staff. They will also manage vendor relationships and participate in disaster recovery and compliance testing.

The Associate Principal Analyst will work on optimizing business processes, resolving complex issues, supporting regulatory initiatives, and developing strategies linked to business objectives. Responsibilities include conducting analysis, maintaining working relationships across various stakeholders, leading projects, and creating educational content for adoption of initiatives.

The Product Manager is responsible for defining the vision and strategy for a product, managing its development process, and ensuring successful delivery. Key tasks include working on the product backlog, collaborating with stakeholders, conducting user research, and leading product launches while utilizing data to inform decisions.

The Public Relations Manager develops and implements communications strategies that promote a positive public image for FINRA. They write and manage press materials, collaborate with executives on strategies, serve as a spokesperson, and handle communications tactics while staying updated on industry trends.

As an Enforcement Associate in the Honors Program, you will assist senior attorneys in investigations and legal actions against individuals and firms in the financial industry. Responsibilities include conducting legal research, reviewing case files, drafting legal documents, presenting findings, and supporting litigation teams. This entry-level role focuses on developing lawyering skills and knowledge of the financial sector.

The Principal Intelligence Specialist within FINRA's FIU leads the analysis and distribution of strategic intelligence to identify risks and inform stakeholders. Responsibilities include data analysis, project leadership, stakeholder consultation, member firm education, and staff training related to compliance events. This role requires advanced investigative and communication skills and offers insights to enhance risk controls.

The Principal for EFS Strategic Initiatives leads a portfolio of departmental projects, coordinating with cross-functional teams to ensure timely completion and quality deliverables. They facilitate project prioritization, manage high complexity projects, and provide guidance to stakeholders while tracking project progress and addressing risks.

The Senior Analyst in Corporate Financing Public Offerings analyzes public offering transactions, ensures compliance with FINRA and SEC rules, and communicates underwriting arrangements. The role involves drafting letters, conducting investigations, and preparing reports. The analyst supports enforcement investigations and assists with examinations of corporate financing activities, handling inquiries from various stakeholders.

The Senior Microsoft System Engineer is responsible for engineering, implementing, testing, and documenting various systems and components. They will lead internal process improvements, mentor junior team members, ensure adherence to security guidelines, and manage vendor relationships while focusing on the reliability and performance of systems.

The Associate Principal Analyst conducts surveillance reviews to identify unusual market activity indicating potential violations of securities regulations. Responsibilities include analyzing trading data, preparing reports, collaborating on analytics development, and staying updated on regulatory changes. This role requires strong expertise in securities rules and the ability to train others.

Seeking a seasoned Senior Developer with experience in Java, Python, and AWS to join the Corporate Systems Technology team. Responsibilities include developing and enhancing Corporate Systems applications, collaborating with cross-functional teams, and mentoring junior staff. Preferred experience with Workday integrations and applications.

The Senior Analyst will provide business analysis expertise for assigned products to meet business needs, develop project plans, facilitate information flow between stakeholders, analyze business processes, document changes, and mentor junior analysts. Responsibilities include user acceptance testing, recommending new features, and supporting change management tasks.