Jobs at FINRA

The Manager, HR Business Partner provides strategic advice and support on HR processes to management, drives talent management initiatives, and collaborates across functions to enhance organizational performance.

As a Cyber Awareness and Training Lead, you will design cybersecurity tabletop exercises, provide incident management guidance, drive examinations, educate members, and consult on high-stakes issues to enhance industry cyber resilience.

As an Associate Principal Business Analyst, you'll gather and document requirements, collaborate across teams, manage projects, support users, and ensure system integrity for FINRA's surveillance systems.

As a Senior Cyber Threat Intel Analyst, monitor cyber threats, analyze intelligence data, lead examinations, and provide actionable insights to enhance financial industry defenses.

The Senior Analyst conducts surveillance reviews to identify market activity violations, analyzes trading activity, and develops analytics tools to combat fraud.

The Associate Principal Analyst conducts surveillance reviews, analyzes trading activity for violations, updates internal guidelines, develops analytics, and prepares reports. They also provide training and work on special projects.

Lead product initiatives for OCLO to deliver legal-technology solutions. Manage product lifecycle, stakeholder engagement, vendor selection, governance, adoption, and reporting/analytics to improve efficiency and meet strategic goals.

Lead strategy, operations, and technical oversight of an enterprise-wide knowledge management system. Manage content, taxonomy, training, stakeholder collaboration, KMS maintenance, search and data curation, and reporting to ensure accurate, user-focused regulatory guidance.

The Senior Data Scientist will establish data science practices, develop a machine learning framework for market surveillance, and collaborate with various teams to drive business insights and recommendations.

The Senior Analyst supports User Acceptance Testing for CRED applications, collaborating with cross-functional teams to ensure quality and functionality, and maintaining issue logs for resolution.

The Associate Principal Research Analyst conducts research and data analysis to inform financial education, manages projects, ensures quality, and collaborates with stakeholders.

The Lead GenAI Backend Platform Software Engineer develops scalable software solutions, leads architectural design, ensures product quality, and mentors team members.

The Director of Product Management leads a product team to develop and execute strategies for a specific product group while managing talent and ensuring customer value is delivered. Responsibilities include product development, roadmap oversight, and cross-functional collaboration.

Oversee development and maintenance of qualification exams for securities professionals, manage expert committees, apply psychometric analysis, and ensure exam quality and relevance.

The Senior GenAI Backend Platform Developer will create scalable backend solutions for generative AI, focusing on cloud infrastructure, API integrations, and compliance while ensuring code quality through TDD practices and CI/CD processes.

The Senior Associate manages supplier relationships, oversees onboarding and offboarding processes, conducts risk assessments, and ensures compliance in supplier management to enhance supply chain efficiency.

The Staff Software Engineer develops software products, improves product quality in the software development life cycle, and collaborates with peers on various technical tasks and documentation.

The Associate Director leads operational functions for OCLO, manages projects, supports strategic planning, and fosters collaboration across teams, enhancing operational efficiency.

The Associate Principal Analyst reviews advertising communications for compliance with regulations, mentors staff, and conducts complex reviews of materials while responding to inquiries.

The Director of Product Management leads a product team, managing research, product development, strategy execution, and team development while ensuring customer value delivery from products.