What Is Capability Maturity Model (CMM)?

The CMM allows an organization to measure and improve its software development processes. Here’s how to use it.

Written by Kyle Brill
Published on Jul. 25, 2024
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The Capability Maturity Model is a methodology to assess and improve an organization’s software development processes. It provides a framework for organizations to evaluate their current practices, identify areas for improvement and systematically enhance their software development capabilities.

CMM was initially created to address software engineering issues, such as timeline and cost, and advance software engineering methodologies, particularly for the U.S. Department of Defense. It has since been widely adopted, however, across various industries as a tool for process improvement and organizational maturity assessment.

What Are the Capability Maturity Model Levels?

  1. Initial
  2. Repeatable
  3. Defined
  4. Managed
  5. Optimizing

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5 Capability Maturity Model Levels

CMM defines five levels of process maturity, each representing a stage of growth in organizational processes.

1. Initial

At this level, processes are disorganized, ad hoc and often chaotic. Success depends on individual efforts, and processes are not sufficiently defined or documented to be repeatable.

2. Repeatable

Developers establish basic project management techniques and sufficiently define and document successes in key process areas to enable replication.

3. Defined

The organization develops its own standard software development process. Processes are well-defined, documented and standardized across the organization.

4. Managed

The organization monitors and controls its processes through data collection and analysis. Processes are measured and controlled quantitatively.

5. Optimizing

At this highest level, processes are continuously improved through monitoring feedback and introducing innovative processes and functionality. The organization is focused on continuous improvement and can respond quickly to changes and opportunities.

 

Capability Maturity Model Structure

CMM is structured around key process areas for each maturity level, except for the Initial level. These KPAs represent clusters of related activities that, when performed collectively, achieve a set of goals important for enhancing process capability.

Each KPA is organized into five sections.

  1. Goals
  2. Commitment to perform
  3. Ability to perform
  4. Activities performed
  5. Measurement and analysis

This structure provides a clear framework for organizations to assess their current practices and identify areas for improvement.

 

Benefits of Implementing CMM

Implementing CMM can bring several benefits to an organization.

Improved Resource Optimization

CMM helps organizations make better use of their resources, including time, money and personnel.

Enhanced Quality Management

The framework emphasizes quality assurance and control practices.

Systematic Process Improvement

CMM provides a structured approach to evaluating and enhancing processes.

Better Project Management

As organizations move up the maturity levels, they develop more robust project management practices.

Increased Predictability

Higher maturity levels lead to more predictable project outcomes with the goal of reducing risks and improving stakeholder satisfaction.

 

Challenges of Implementing CMM

While CMM offers numerous benefits, implementing it can present some challenges.

Time and Resource Investment

Progressing through the maturity levels requires significant time and resources, which can be challenging for smaller organizations or those with limited budgets.

Resistance to Change

Implementing CMM often requires significant changes to existing processes and practices, which may face resistance from employees accustomed to current methods.

Complexity

The model’s structure and requirements can be complex, particularly for organizations new to formal process improvement methodologies.

Maintaining Momentum

Sustaining process improvement efforts over time can be challenging, especially when facing competing priorities or organizational changes.

Balancing Flexibility and Standardization

As processes become more defined and standardized, organizations must ensure they maintain the flexibility to adapt to changing market conditions and customer needs.

 

Difference Between Capability Maturity Model (CMM) and Capability Maturity Model Integrated (CMMI)

CMMI is the successor to CMM, developed to build upon and expand the original CMM framework. CMMI combines multiple maturity models, including the Software CMM, into one integrated model.

While CMM and CMMI are related, there are some key differences.

Scope

CMM primarily focuses on software engineering processes, while CMMI expands to various disciplines, including systems engineering and hardware development.

Flexibility

CMMI offers more flexibility, allowing organizations to tailor process areas to their specific needs, whereas CMM has a more rigid structure.

Representation

CMM only offers a staged representation, while CMMI introduced both staged and continuous representations.

Adoption

CMMI has gained wider adoption across industries due to its broader applicability.

Essentially, CMMI builds upon the foundation laid by CMM, offering a more flexible and broadly applicable approach to process improvement and organizational maturity assessment.

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CMMI Model Levels

CMMI, like CMM, consists of five maturity levels, but they are slightly different.

Initial

Processes are unpredictable, reactive and ad hoc.

Managed

Basic project management processes are established. Developers plan, monitor and control projects. 

Defined

Organizational processes are well-defined and documented. All teams across the organization use standardized processes.

Quantitatively Managed

Developers measure and control processes using statistical and quantitative techniques.

Optimizing

Continuous process improvement is a key focus, based on quantitative feedback and innovative ideas.

These models offer a structured approach to process improvement and are required for many government software contracts.

Frequently Asked Questions

Capability levels in CMMI apply to an organization’s process improvement achievements in individual process areas, while maturity levels apply to an organization’s overall process improvement across multiple process areas. Capability levels focus on incremental improvements in specific areas, whereas maturity levels represent broader, organization-wide process maturity.

One downside of CMMI is that it can be resource-intensive and time-consuming to implement, potentially straining smaller organizations or those with limited budgets. Additionally, the model’s complexity and emphasis on standardization may sometimes lead to reduced flexibility or creativity in processes, particularly if not balanced with adaptability to changing business needs.

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