Top Operations & Support Jobs

The Compliance Analyst reviews accounts for compliance with the Customer Identification Program, assesses potential negative news on clients, and documents findings effectively.

Support banking operations for brokerage clients by monitoring exceptions (asset transfers, corporate actions, restrictions), resolving client inquiries via email/phone, ensuring FINRA/SEC compliance, and driving process improvements to reduce risk and increase efficiency.

As an Operations Specialist, you'll oversee settlements, manage client relations, ensure regulatory compliance, optimize processes, and lead junior staff.

The Director of Operations - Settlements and Purchase & Sale leads post-trade operations, focusing on settlements strategy, compliance, and team development while enhancing operational efficiency.

The Incident Manager will lead incident management efforts, improve processes, collaborate with teams for incident response, and ensure effective communication with stakeholders.

The Incident Manager oversees incident management communications, drives process improvements, collaborates with teams, and supports client impact, ensuring effective resolutions with a focus on technology and continuous improvement.

The Securities Processing Associate handles day-to-day operations of custody and clearing services, focusing on account transfers and ensuring compliance while engaging in customer service and supervisory oversight.

The Senior Executive Assistant supports the Commercial Organization by managing calendars, coordinating travel, handling communications, overseeing expense reporting, and assisting in event planning and project management.