Top Senior Level Fintech Legal Jobs

The Senior Counsel will handle public company reporting, securities compliance, and corporate governance. Responsibilities include advising on securities laws, supporting board operations, and executing strategic transactions. The role also involves building an AI-first legal function and collaborating with finance and investor relations teams.

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Lead first-line compliance for growth: oversee acquisition channels, marketing, partner relationships, and product launches. Build control frameworks, approve materials, translate UDAAP/Reg B/TCPA/CAN-SPAM requirements into practical guidance, manage remediation and root-cause fixes, liaise with second-line, Legal, auditors and regulators, and hire and develop a compliance team to enable scalable, examination-ready growth.

Provide corporate governance and banking legal support for Upstart Bank. Own board and committee processes, governance policies, intercompany agreements, and Regulation W compliance. Advise directors, executives, and internal partners on bank regulatory obligations, conflicts with affiliates, and bank holding company reporting. Support OCC, FDIC, and Federal Reserve engagements and examinations, build examination-ready processes, and partner cross-functionally on governance and regulatory considerations for new products and bank operations.

Provide legal leadership for Upstart's OCC‑chartered bank: manage board and committee governance, advise directors and executives on bank regulatory duties, oversee affiliate transactions and Regulation W compliance, support OCC/FDIC/Fed examinations and FR Y reporting, build examination‑ready processes, draft governance documents and intercompany agreements, and partner cross‑functionally on bank operations and regulatory matters.

Lead regulatory compliance for Wise's product in North America, ensuring compliance with regulations and enhancing controls while collaborating with product and engineering teams.

The Senior Counsel will support Mastercard's Privacy, AI, and Data Responsibility Team, focusing on compliance with privacy laws and regulations while enabling business innovation.

The role involves drafting and negotiating commercial contracts, advising on product development and regulatory matters, and guiding business leadership on legal risks. You'll collaborate across teams and stay updated on legal developments affecting commercial dealings, privacy, and AI.

Lead a team of legally trained policy developers to draft, maintain and modernize payment network operating rules. Drive cross-functional engagement, manage rule change processes, advise leadership on strategic policy issues, and pilot AI-assisted drafting tools while ensuring legal clarity, enforceability and regulatory alignment.

The Deputy Chief Compliance Officer manages compliance programs, risk assessments, oversees regulatory compliance, leads modernization initiatives, and engages with regulators, requiring extensive experience in compliance leadership.

As Senior Regulatory Counsel, you will advise on regulatory issues across the Americas, managing compliance, engaging with regulators, and supporting strategic decisions for Airwallex's financial services and products.

The FEC Counsel will provide guidance on US and international FEC laws, develop policies, conduct risk assessments, and support regulatory inquiries while ensuring compliance with US sanctions and AML/CFT regulations.