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Top Jobs in Finance
Fintech • Financial Services
Manage a team focused on Special Needs Trust Services, ensuring compliance, developing business, and providing fiduciary oversight for high-net-worth clients.
Top Skills:
Fiduciary ManagementWealth Management
Fintech • Financial Services
The role involves consulting on policies, analyzing controls for investment strategies, managing risks, reviewing data trends, and collaborating with financial advisors and management.
Fintech • Financial Services
The Supervisory Control Specialist will consult on policies, identify efficiency opportunities, analyze controls, and collaborate with various stakeholders in the Wealth and Investment Management sector.
Top Skills:
Finra LicensingRisk Management
Fintech • Financial Services
Manage a team in Special Needs Trust Services, ensuring compliance with fiduciary standards, developing business relationships, and overseeing trust administration.
25 Days AgoSaved
Fintech • Financial Services
The Senior Lead Compliance Officer oversees and advises compliance practices related to Swap Dealer activities, ensuring adherence to regulations and strengthening risk management protocols.
Top Skills:
Cftc RegulationsCompliance Monitoring SoftwareDodd Frank ActRegulatory Compliance Best Practices
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