Wealth Management Investment Strategist

Sorry, this job was removed at 03:46 p.m. (CST) on Tuesday, Oct 29, 2024
Be an Early Applicant
Milwaukee, WI
110K-143K Annually
Fintech • Financial Services
The Role

HTLF is an equal opportunity employer committed to creating a diverse workforce.  We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

HTLF is a diversified financial services company headquartered in Denver, Colorado. We deliver community banking at scale by powering our geographically diverse group of banks with technology, efficiency and strength — giving local decision-making the opportunity and insights to focus on customers and growth. Relationships have been the core of our company since its founding in 1981. We're deeply invested in the communities we serve, and that's why our clients choose us as their banking partners.

What's different about a career at HTLF? We believe our employees and their diverse backgrounds, perspectives and skills are our greatest assets. We wouldn't be HTLF without the people with whom we surround ourselves and empower to enrich the lives of our customers, employees and communities. We're dedicated to making HTLF the best place to work – where your opinions are valued, your feedback and ideas are heard, and your opportunities for personal growth and professional development are endless.

The Investment Strategist II works directly with high-net-worth clients to create custom investment solutions that harness the power of the investment process. This role manages accounts for high-net-worth clients that typically have between $1-$5million in investable assets. In addition, the Investment Strategist II is responsible for developing and maintaining customer relationships through quality customer service, anticipating client needs, and communication to meet defined objectives.

Primary Responsibilities:

  • Manages assigned accounts for high net worth clients and supports the new business development efforts of the Wealth Advisor.
  • Implements the investment policy within portfolios for which HTLF has investment responsibility and communicates this policy to high-net-worth clients.
  • Increases Assets under Management (AUM) and revenue by conveying the HTLF investment process and policies to prospective clients to help the Wealth Advisor complete the sale of investment services.
  • Assessing the financial goals, risk tolerance, and investment preferences of clients.
  • Conducts thorough research on financial markets, asset classes, and investment opportunities to make informed decisions on assigned accounts.
  • Analyzes existing investment portfolios and makes recommendations for asset allocation, diversification, and risk management.
  • Develops and implements investment strategies tailored to clients’ objectives and constraints.
  • Continuously monitors the performance of investment portfolios and adjusting strategies as needed.
  • Provides quality customer service and communicates with clients to provide updates on portfolio performance and addresses their concerns or questions.
  • Stays informed about economic trends and global events that could impact investment decisions.

Secondary Responsibilities:

  • Completes annual E-Learning Plan and Bank Secrecy Act (BSA) training as assigned and keeps up-to-date knowledge of BSA as it relates to the job function.
  • Performs other duties as assigned.

Qualifications

Education and Work Experience:

  • Bachelors in Finance, Business Administration or other related field required
  • Masters preferred
  • 5-7 years experience in Investment Management, Financial Planning or Brokerage that includes communicating complex and detailed information related to investment management process and portfolio construction required
  • Direct experience managing and rebalancing individual portfolios through a multi-asset class investment strategy required
  • Supervisory or team leadership experience required

Knowledge, Skills and Abilities:

  • Ability to develop, expand, and close relationships with clients and external professionals (attorneys, financial advisors, accountants) to enhance business opportunities.
  • Strong communication skills (verbal, written, listening, presentation).
  • Demonstrate trust, investment, and trading knowledge of portfolio modeling, platforms, policies and procedures, state and federal laws/regulations.
  • Demonstrate proficiency in Microsoft Office (Excel, Word); Advent MOXY or AXYS; Thompson Reuters or Bloomberg.
  • Demonstrate competence in all trading requirements including portfolio modeling and order entry with the objective being to minimize trade errors.

Licenses and Certifications:

  • Charted Financial Analyst (CFA) preferred
  • Certified Financial Planner (CFP) preferred
  • Certified Public Accountant (CPA) preferred
  • Juris Doctor (JD) preferred

Scheduled Weekly Hours:

40

Time Type:

Full time

The targeted salary for this role is:

$110,324.00 - $143,422.00

HTLF offers competitive and varied benefits to eligible employees, such as Paid Time Off; a 401(k) matching program; annual incentive pay; paid holidays; a comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage; health savings, flexible spending, and dependent care accounts;  an employee assistance program;  tuition reimbursement; and various associate banking benefits. Benefit offerings and eligibility requirements vary.  To learn more, please click here visit our Benefits page.

The annualized base salary range reflects figures based on the primary location. Pay ranges may vary based on work location. As a part of the total compensation package, this role may be eligible for a Bonus Plan or a role-specific commission/bonus.  Recruiters can share more detail during the hiring process. Each candidate’s compensation offer will be based on multiple factors including, but not limited to, geography, experience, skills, job duties, and business need, among other things.

Additional Information:

Job postings typically remain open for approximately 20 days of the posting date listed above, however the job posting may be closed earlier should it be determined the position is no longer required due to business need. Job postings in areas with a high volume of applicants remain open for approximately 5 days of the posting date listed.

Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Denver, CO
2,012 Employees
On-site Workplace
Year Founded: 1981

What We Do

HTLF is a $20 billion bank headquartered in Denver, Colorado, serving customers across the West, Southwest and Midwest. Our unique model powers our geographically diverse group of banks with technology, efficiency and strength.

Our local bank brands serve our customers and communities through commercial, small business and consumer banking. We leverage our deep local roots and longstanding connections to expand existing relationships and create new ones.

We believe local brands, local leadership and local decision-making best serve the communities where we operate. We differentiate ourselves by offering the depth and breadth of products and services of a $20 billion bank in each of our local markets.

This is local banking with the scale to compete at any level.

HTLF's common stock is traded through the NASDAQ® Global Select Market System under the symbol "HTLF."

Similar Jobs

PwC Logo PwC

Managed Services - Oracle Functional Test Lead - Senior Associate

Artificial Intelligence • Professional Services • Business Intelligence • Consulting • Cybersecurity • Generative AI
Hybrid
47 Locations
370000 Employees
58K-161K Annually

Zoro Logo Zoro

Real Time Specialist

eCommerce • Information Technology • Retail • Industrial
Hybrid
Janesville, WI, USA
620 Employees
49K-81K Annually

Northwestern Mutual Logo Northwestern Mutual

Sr Director Enterprise GRC

Fintech • Insurance • Financial Services
Hybrid
Milwaukee, WI, USA
8400 Employees
112K-208K Annually

Northwestern Mutual Logo Northwestern Mutual

Assistant Director, Learning Experience

Fintech • Insurance • Financial Services
Hybrid
Milwaukee, WI, USA
8400 Employees
84K-157K Annually

Similar Companies Hiring

Bectran, Inc Thumbnail
Software • Machine Learning • Information Technology • Fintech • Automation • Artificial Intelligence
Schaumburg, IL
51 Employees
Energy CX Thumbnail
Utilities • Professional Services • Greentech • Financial Services • Energy • Consulting • Business Intelligence
Chicago, IL
55 Employees
MassMutual India Thumbnail
Insurance • Information Technology • Fintech • Financial Services • Big Data
Hyderabad, Telangana

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account