Where Ambition Meets Innovation
Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.
Job Overview:
The VP Data Strategist, Supervision will own the data strategy needed to support automation, analytics, AI enablement, control health risk measurement, and cost transparency.
Responsibilities
Build and maintain a unified supervision data strategy that supports automation, analytics, AI enablement, control health measurement, and cost transparency across the organization.
Define and govern critical data elements, including taxonomies, lineage, ownership, and data quality standards required for regulatory, supervisory, and operational use.
Partner with Tech and DAR on data product development, ensuring business needs are translated into scalable, reusable, and well‑governed data assets.
Design and evolve frameworks for control health, risk detection, and FTE/cost transparency, enabling consistent measurement and actionable insights.
Ensure auditability and defensibility of supervision data flows, including traceability from source systems through reporting and analytics outputs.
What are we looking for?
We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements
5+ years of experience in data modeling and operational data sets, with an understanding of how data is generated, consumed, and monitored across end‑to‑end workflows.
Knowledge of data governance, architecture, and data modeling expertise, including structuring data for regulatory, and operational use.
Understanding of analytics, risk scoring, and AI data requirements, including data readiness, quality, and transparency
Ability to partner effectively with technical teams, translating business needs and risk requirements into clear data specifications and design decisions.
Methodical, detail‑oriented approach, with the ability to balance precision with practical delivery in complex environments.
Core Competencies
Attention to detail and excellent business judgment with successful track record for working independently
Resourceful problem solver that is able to adapt to changing priorities
Ability to multi-task and work well under pressure with commitment to deliver under tight deadlines
Demonstrates work ethic and possesses a natural curiosity with a commitment to continually learn and grow
Written and verbal communication skills with ability to present information in differing degrees of detail and form depending on the audience
Pay Range:
$136,269.00 - $227,115.00Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
Company Overview:
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
For further information about LPL, please visit www.lpl.com.
Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947.
EAC 5.19.26
Skills Required
- 5+ years of experience in data modeling and operational data sets
- Knowledge of data governance, architecture, and data modeling expertise for regulatory and operational use
- Understanding of analytics, risk scoring, and AI data requirements, including data readiness, quality, and transparency
- Ability to partner effectively with technical teams and translate business needs into clear data specifications
- Methodical, detail-oriented approach with ability to balance precision and practical delivery in complex environments
- Attention to detail and excellent business judgment with track record of working independently
- Resourceful problem solver able to adapt to changing priorities
- Ability to multi-task and deliver under tight deadlines
- Written and verbal communication skills with ability to present information at differing degrees of detail
LPL Financial Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about LPL Financial and has not been reviewed or approved by LPL Financial.
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Retirement Support — Retirement programs include a company 401(k) match that is frequently highlighted as a strong component of total rewards. Feedback suggests these features meaningfully enhance long‑term financial value.
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Equity Value & Accessibility — An employee stock purchase plan with a meaningful discount and lookback is highlighted as accessible ownership. Feedback suggests the plan adds tangible upside beyond base salary.
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Parental & Family Support — Paid parental leave has been expanded alongside family‑building and adoption support. Feedback suggests these benefits compare well to large‑employer standards.
LPL Financial Insights
What We Do
Financial advice is changing, and at LPL Financial, we’re at the forefront. We’re building a future where advisors can—with no friction or complexity, as simple as turning the dials—pick the business model, services, technology, and product mix that best meet their clients’ needs. With one platform, one sign-on, and one team to call, you can take your business anywhere you want it to go. There are no limits to your growth, and we’ll partner with you every step of the way. Your greatness is our goal. LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL.com Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC.







