Staff Auditor

Ameriprise Financial is looking to add a Staff Auditor to the team! In this role, the individual will plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Additionally, the individual in this role will execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

Key Responsibilities

• Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.

• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

• Monitor and validate Management Action Plan status and recommend closure of Management Action

• Plans when actions are complete and identified deficiencies have been addressed.

• Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.

• Gather information and provide input into risk assessments in conformance with department standards.

Required Qualifications

• Bachelor's degree or equivalent

• 0-1 year of experience

• Strong communication skills

• Availability to travel

• Develop and practice basic audit skills and business knowledge

Preferred Qualifications

• Accounting or Finance degree

• CIA, CPA, CISA

• 0-2 years of experience

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Full time

Exempt

Finance

FIN Finance