Job Description
As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.
With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.
The Senior Regulatory Reporting Analyst will be a member of the Middle Office Investment Management Operations team, who has ownership of all regulatory reporting responsibilities for EMEA and some selected global legislation. The Regulatory Reporting is responsible for reviewing and implementing new operational aligned market regulation, daily running of Trade, Transaction and Holdings reporting complying with regulation.
The key job responsibilities include, but are not limited to:
o Supervision of daily uploads and failure management of data to repositories and regulators
o In–depth root cause analysis of issues against standard regulatory practice
o Ensure completion of Daily, Monthly and Quarterly reconciliations between AB, Regulator and Repositories
o Client onboarding management to support regulatory reporting requirements
o Responding to all EMIR /ASIC reporting related client queries
o Completion of Client Requested Attestations & Certifications with respect to ASIC & EMIR
o Collation of KPI Reporting for presentation to the internal Reporting Panel and Senior Management
o Help identify areas for automation/simplification/AI-enhancement
What is the professional development value of this role, i.e., what learning and professional growth does the role offer the candidate?
The Regulatory Reporting team interface with a multitude of other operations functions, PMG, Sales, Compliance & Portfolio Managers, which helps to gain good exposure and knowledge of how the wider firm operates. It also has direct external client exposure, helping to develop critical client-facing skills. These skills and relationships will help to open up potential mobility opportunities in the future.
Job Qualifications (The ideal candidate should have the following):
The candidate must be responsible, highly organized, detail oriented and efficient. Strong interpersonal skills and clear communication skills, both written and oral, are a must. The candidate should also have strong problem solving and analytical skills and the ability to work in a fast-paced, dead-line oriented environment. A strong ability to multi-task, prioritize and manage various projects or tasks at once is also required. The ideal candidate should also be able to independently research and resolve issues.
Qualifications, Experience, Education:
o Minimum degree qualified
o Must hold an Industry Recognized Qualification in both EMIR and MIFID Transaction and Trade Reporting
o Minimum of 3 years of experience within the Asset Management, Banking or other financial services related business
o Knowledge of Regulatory Reporting obligations
o Must have in depth understanding of EMIR and MIFID from Regulation to field population
o Equity, Fixed Income and derivative security knowledge preferred
o Strong working knowledge of Microsoft Office
o Strong organizational and planning skills
o Must be pro-active, flexible, and a problem solver
o Must be highly professional interacting with several departments within the company
o Must be a team player
Skills:
The candidate should have a working knowledge of the Microsoft Office suite of products (particularly Excel, Word, and Power Point)
Special Knowledge:
o EMIR, MIFID and ASIC reporting
Location: Pune, India
Pune, IndiaSkills Required
- Minimum degree qualification
- Industry-recognized qualifications in EMIR and MiFID transaction and trade reporting
- At least 3 years of experience in asset management, banking, or financial services
- Knowledge of regulatory reporting obligations
- In-depth understanding of EMIR and MiFID, from regulation through field population
- Working knowledge of Microsoft Office, particularly Excel, Word, and PowerPoint
- Strong organizational, planning, analytical, problem-solving, and communication skills
- Ability to manage multiple priorities and work in a deadline-oriented environment
- Equity, fixed income, and derivative security knowledge
- Knowledge of ASIC reporting
- Ability to work collaboratively and interact professionally with multiple departments
AllianceBernstein Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about AllianceBernstein and has not been reviewed or approved by AllianceBernstein.
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Retirement Support — Retirement programs include a 401(k) with employer match and zero-fee management, plus an employee stock purchase plan and charitable contribution matching. These features form a strong pillar of the total rewards offering.
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Leave & Time Off Breadth — Time-off offerings extend beyond standard PTO to include paid volunteer time, sabbaticals, and periodic 'refresher' vacation. These provisions support work–life balance.
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Wellbeing & Lifestyle Benefits — Workplace perks include free lunches, free snacks, subsidized meals, and company-sponsored events alongside pretax commuter programs. Wellness resources such as fitness centers, wellness groups, and EAP access add day-to-day value.
AllianceBernstein Insights
What We Do
AllianceBernstein (AB) is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals, and private wealth clients in major world markets. We are one of the largest investment management firms in the world, with more than $500 billion in assets under management. We foster a diverse, connected, collaborative culture that encourages different ways of thinking and differentiated insights. We embrace innovation to address increasingly complex investing challenges. And we pursue responsibility at all levels of the firm—from how we work and act to the solutions we design for clients.
