WHO WE ARE
Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than 20 million of our clients' customers.
Collectively, AFS creates an environment in which companies with the biggest ideas in fintech are empowered to change the world. We are based in Dallas, TX and also have offices in Austin, New York, Chicago, Portland, Belfast, and Manila.
If you are seeking a fast-paced and entrepreneurial environment where you'll have the opportunity to make an immediate impact, and you have the guts to change everything, this is the place for you.
AFS has received a number of prestigious industry awards, including:
2021, 2020, 2019, and 2018 Best Wealth Management Company - presented by Fintech Breakthrough Awards
2021 Most Innovative Companies - presented by Fast Company
2021 Best API & Best Trading Technology - presented by Global Fintech Awards
ABOUT THIS ROLE
Apex Fintech Solutions is recognized for disrupting the financial services industry, enabling Fintech standouts like Stash, Robinhood and Betterment. We’ve got an amazing track record of success and fostering ongoing innovation. Our Product Managers stand at the leading edge of this disruption and are responsible for guiding new products at Apex.
We are seeking a Senior Product Manager (Compliance & Regulatory Reporting) to oversee key compliance and regulatory technology initiatives. This role entails broad cross-functional collaboration and focuses on enhancing our RegTech offerings by integrating advanced data matching and reporting technologies, optimizing escheatment and levy processing, and driving innovation in compliance through the enhancement of our regulatory reporting systems. The goal is to evolve our suite of APIs into a robust SaaS solution, ensuring compliance with multi-jurisdictional regulatory requirements while leveraging our technological capabilities to improve operational efficiency and risk management.
We’re looking for someone who can combine financial industry research and knowledge with our technical expertise to develop leading product strategies. If your personality thrives off the energy of an enthusiastic collaborative team and you love to learn and problem solve, we want to hear from you.
Duties/Responsibilities
Define and execute the strategy, vision, and roadmap for our regulatory and financial reporting products, focusing on superior reliability and precision to effectively support millions of client accounts and ensure stringent regulatory compliance.
Provide insights and actionable recommendations based on analysis and alignment with business goals.
Work with customers and senior business leaders to identify and solve product gaps.
Work with cross-functional teams to develop and document detailed product requirements and lead products from design to launch.
Author and maintain key product documentation such as Annual Operating Plans, Product Charters, PR-FAQs, Narratives, and Specifications.
Be accountable for the functional and financial success of RegTech products.
Education and/or Experience
Bachelor’s degree in Computer Science, Engineering, Information Systems or other related field (or equivalent work experience) required; Master’s degree in business, finance, or technology preferred.
5+ years of experience in Product Management or Product-adjacent roles, ideally with exposure to compliance and regulatory functions in the financial services industry; however, candidates with strong product management experience seeking to expand their expertise into regulatory domains are also encouraged to apply.
Experience researching, defining, and documenting market and product requirements.
Solid track record managing the full lifecycle of product development, preferably within a SaaS or cloud-based environment.
Required/Skills Abilities
Technical fluency with the ability to effectively communicate with engineering teams, understand modern technology concepts, and make informed product design decisions alongside technical staff.
Experience/background in financial markets or a strong interest in learning the securities industry.
Exceptional interpersonal, verbal, and written communication is a must.
Strong analytical capabilities and comfort with BI tools, Excel, SQL, and potentially more advanced data analysis tools like Python or R.
A deep understanding of Agile methodologies and a strong preference for incremental and iterative product delivery.
Strong decision-making skills with the ability to challenge norms and influence stakeholders without direct authority.
Work Environment
This job operates in a hybrid, office environment.
Requires occasional travel (15%+ time) to meet with distributed teams and stakeholders in various locations.
#product management #associate #full-time #LI-KD1 #APEX
Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.
Our Rewards
We offer a robust package of employee perks and benefits, including healthcare benefits (medical, dental and vision, EAP), competitive PTO, 401k match, parental leave, and HSA contribution match. We also provide our employees with a paid subscription to the Calm app and offer generous external learning and tuition reimbursement benefits. At AFS , we offer a hybrid work schedule for most roles that allows employees to have the flexibility of working from home and one of our primary offices.
Salary Range
$134,400-$168,000The annual base salary range for this position is noted above. Exact compensation offered may vary depending on job-related knowledge, skills, experience, and office location.
EEO Statement
Apex Fintech Solutions is an equal opportunity employer that does not discriminate on the basis of race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age, disability, veteran status, marital status, or any other protected characteristic. Our hiring practices ensure that all qualified applicants receive fair consideration without regard to these characteristics.
Disability Statement
Apex Fintech Solutions is committed to creating an inclusive and accessible workplace for all candidates, including those with disabilities. We are dedicated to ensuring equal employment opportunities and providing reasonable accommodations to qualified individuals with disabilities. If you require reasonable accommodations to participate in the application or interview process, please submit your request via the Candidate Accommodation Requests Form. We will work with you to provide the necessary accommodations to ensure your full participation in our hiring process.
What the Team is Saying
Apex Fintech Solutions Compensation & Benefits Highlights
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Healthcare Strength — Core medical, dental, and vision coverage are employer-verified, with HSAs/FSAs and mental-health resources (including a paid Calm app subscription) also offered.
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Leave & Time Off Breadth — Paid time off, nine paid company holidays with several early-release afternoons, and up to 16 hours of paid volunteer time indicate broad time-away benefits. PTO increases from three to four weeks with tenure.
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Wellbeing & Lifestyle Benefits — Wellbeing and learning perks include a paid Calm app subscription plus generous external learning and tuition reimbursement. Commuter benefits, office snacks/drinks, and a hybrid work model further support day-to-day experience.
Apex Fintech Solutions Insights
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What We Do
Apex Fintech Solutions provides the tools and services that enable hundreds of clients to launch, scale, and support digital investing for tens of millions of end investors. The company provides essential infrastructure and a comprehensive ecosystem of cloud-based products to enable and streamline trading, wealth management, cost basis, tax reporting, and, through its subsidiary Apex Clearing™, custody and clearing. For more information, visit the Apex Fintech Solutions website: https://www.apexfintechsolutions.com.
Why Work With Us
We are bold enough to do what needs to be done. Savvy enough to know what that is. Kind and candid enough to tell it like it is every step of the way. We are compelling in our own right but devoted to joint success. We watch our backs. We scout the way ahead. We put ourselves, our team, and our clients in a position to soar.
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Apex Fintech Solutions Offices
Hybrid Workspace
Employees engage in a combination of remote and on-site work.
