Senior Legal Counsel (Disputes and Litigation)

Posted 2 Days Ago
Be an Early Applicant
Sydney, New South Wales, AUS
In-Office
Senior level
Fintech • Payments • Financial Services
The Role
Manages commercial litigation and disputes for CFD and stockbroking businesses across Australia and New Zealand. Advises on regulatory matters, ASIC and financial services issues, regulatory reform, marketing materials, contracts, and strategic legal projects. Works with external counsel, manages legal spend, provides practical guidance to stakeholders, and escalates key risks. Supervises and mentors junior lawyers while supporting the broader legal team.
Summary Generated by Built In

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to progress your career in the fintech industry by joining a global leader in CFD trading and share investing. Grow yourself personally and professionally with a company that’s growing with you, by global expansion and product offering.


This role is open to both in-house and private practice candidates looking to take the next step in their disputes career. At CMC Markets, you will manage key litigation for our CFD and Stockbroking businesses across Australia and New Zealand, working closely with the Head of Legal to shape strategy and provide commercially focused advice. You will also partner with Compliance on contentious regulatory matters, help the business respond to regulatory reform, manage external counsel and legal spend, and mentor junior lawyers. It’s an opportunity to broaden your commercial and regulatory expertise while supporting services that help Australians and New Zealanders trade and invest with confidence.


Why You'll like working here

Just some of the reasons you’ll love working here include:


  • Continuous learning: Our generous L&D program covers both technical, performance and leadership training, ensuring you're always learning new skills.

  • Leave benefits: Enjoy your birthday off to spend time with family and friends, on us! Utilise a free annual charity day to give back to your community.

  • Unlimited access to a dedicated benefits & wellbeing hub where you can save money through various retailer discounts, and make use of a variety of resources that will enhance your physical and mental wellbeing

  • Collaboration: We believe that great things happen when smart people work together, that’s why we’ve made the decision to work five days in the office.

  • $O Trades: Staff & family trading accounts with CMC Markets Invest have access to the best brokerage rates in the market - $0 trades for all domestic and international equity orders!

  • Office perks: Help yourself to free breakfast cereals, condiments, and coffee to fuel your workday. Our culture club provides opportunities for everyone whether you’re into fitness, pizza making classes, socialising or bringing out your competitive side in trivia or lawn bowls!

What you’ll be working on


  • Managing and strategically advising on key disputes and litigation, including running point on such matters. This role ideally requires strong technical experience in commercial litigation, including on aspects of the Corporations Act and ASIC Act.
  • Reporting to and maintaining a close working relationship with the Head of Legal on disputes and litigious matters. Escalating notable legal issues and key risks to the Head of Legal.
  • Communicating effectively both verbally and in written form. The role requires effective communication to a range of audiences, including various stakeholders and senior management.
  • Managing and working with external counsel to respond to disputes and address regulatory issues efficiently. This includes ensuring high quality management of matters and assisting with overseeing associated legal spend.
  • Monitoring legal developments and translating legal requirements into practical guidance.
  • Contributing to the broader strategy and objectives of the legal team.
  • Flexibility to work on a broader range of matters. The work may include providing general strategic legal advice on matters including:

◦ Supporting detail reviewing marketing material, general commercial contracts, debt collection matters and introduced business arrangements;

◦ Supporting detailproviding assistance to the Compliance team on regulatory legal issues, contentious regulator notices and assisting the business to understand regulatory reform; and/or

◦ Supporting detailproviding oversight and advice in relation to project related work, where the involvement of Legal is required.

  • Supervising, training and mentoring junior lawyers within the team and any direct reports and fostering a high performing team.

What will help you be successful?


Essential

  • Australian practising solicitor with at least 9-10 years’ post qualification experience. At least 4 years’ commercial litigation experience, with interest in continuing to work on litigious matters in an in-house setting, with flexibility to assist on broader corporate/commercial work.
  • Current Practising Certificate (or eligible to hold a Practising Certificate).
  • Excellent communication and interpersonal skills with an ability to communicate complex legal or technical information into plain English and effectively collaborate with all functions.
  • Excellent organisation, analytical and negotiation skills.
  • Sound judgment.
  • Ability to work autonomously and as part of a team, assuming managerial responsibilities where appropriate.
  • Willingness to learn and tackle new challenges.
  • Solid understanding of the laws and regulations that cover the financial services industry including but not limited to knowledge of the Corporations Act.

Desirable

  • Solid private practice experience in commercial litigation.
  • Experience or exposure to dealings with ASIC and AFCA.
  • Experience of the Australian financial services industry.
  • CFD and/or stockbroking product knowledge.
  • Ability to understand complex technical issues.

Applicants must have full, permanent working rights in Australia.


The things we live by

CMC Markets is powered by our people. We are an equal opportunities employer and are committed to creating a diverse and inclusive workplace, where our people feel confident to be themselves, feel valued and are able to do their best work. We don’t just value differences and unique perspectives, we seek them out and we invite them in, because we know it will lead to better outcomes for everyone


Click on the link to find out more about the things we live by at CMC Markets CMC Markets - Culture Video


We’re always on the lookout for great people, so even if you don’t feel you are a 100% fit, apply with your up-to-date CV and we’ll consider you for this role and any other suitable opportunities across the business.


We look forward to hearing from you!


Please be vigilant when applying for jobs online. CMC Markets will never request personal identification details, such as Date of Birth or Tax File Number prior to an offer being made. If your initial application is successful, regardless of whether you've applied directly or through an approved recruiter, you will always liaise with a representative from CMC's Talent Acquisition team. We will only discuss a role you have formally applied for via phone or email (CMC Markets email address); and never via Facebook or Telegram.


  • Seniority LevelMid-Senior level
  • IndustryFinancial Services
  • Employment Type

Skills Required

  • Australian practising solicitor with at least 9–10 years of post-qualification experience
  • At least 4 years of commercial litigation experience
  • Current Practising Certificate or eligibility to hold one
  • Excellent written, verbal, communication, and interpersonal skills
  • Strong organisation, analytical, negotiation, and judgment skills
  • Ability to work autonomously and collaboratively, including managerial responsibilities
  • Willingness to learn and tackle new challenges
  • Understanding of financial services laws and regulations, including the Corporations Act
  • Private practice experience in commercial litigation
  • Experience dealing with ASIC and AFCA
  • Experience in the Australian financial services industry
  • CFD or stockbroking product knowledge
  • Ability to understand complex technical issues
  • Full, permanent working rights in Australia
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The Company
HQ: London
1,366 Employees
Year Founded: 1989

What We Do

CMC Markets is a leading global provider of online trading and investing, with a comprehensive retail, professional and institutional offering. Established in 1989, headquartered in London and listed on the London Stock Exchange, we have offices in Australia, China, Singapore, and across Europe. Over 1m traders and investors* worldwide have access to our proprietary platforms, native mobile trading apps, and MetaTrader 4. Our clients can trade on a huge range of financial instruments through our award-winning spread betting, CFD and share trading platforms**. We provide transparent, competitive pricing, market insights, and dedicated, 24/5 customer service. *1.388 million unique user logins for the CMC Markets invest and CFD platforms globally, as at August 2023. **Awards include: No.1 Web Platform & No.1 Most Currency Pairs, ForexBrokers.com Awards 2023; Best Forex Broker, Good Money Guide Awards 2023; Best In-House Analysts, Professional Trader Awards 2023; CFD Provider of the Year, Investors' Chronicle/Financial Times Celebration of Investment Awards 2023; No.1 Platform Technology, ForexBrokers.com Awards 2022; Best Mobile Trading Platform, ADVFN International Financial Awards 2022. Disclaimer: Spread bets and CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 68% of retail investor accounts lose money when spread betting and/or trading CFDs with this provider. You should consider whether you understand how spread bets, CFDs, OTC options or any of our other products work and whether you can afford to take the high risk of losing your money. Professional clients: Countdowns carry risk to any capital invested. These products are not suitable for all investors. CMC does not endorse, control or take responsibility for any third party content on or linked to this account. Nothing in this material is (or should be considered to be) financial, investment or other advice on which reliance should be placed

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