Senior Associate, Compliance Consulting

Posted 2 Days Ago
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Singapore, SGP
Hybrid
Senior level
Big Data • Security • Software • Analytics • Cybersecurity
The Role
Provide compliance consulting support to MAS-regulated investment advisers and alternative asset managers. Responsibilities include developing compliance programs, policies, manuals, and infrastructure; conducting monitoring reviews; preparing reports and regulatory filings; managing reporting schedules; advising clients on regulatory matters; and communicating regulatory changes.
Summary Generated by Built In

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

As a Senior Associate you will take risks and solve problems. You will display leadership and influence others in our Compliance Consulting business.

  • Provide  day-to-day support in the development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers, including but not limited to:

  • Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client, in accordance with the Firm’s regulatory requirements

  • Drafting compliance manuals and other compliance documentation for clients

  • Establishing and maintaining the compliance infrastructure for clients

  • Undertaking periodic compliance monitoring reviews at client premises

  • Writing compliance monitoring reports

  • Managing regulatory reporting schedules

  • Drafting and/or reviewing regulatory reports and returns

  • Providing ad hoc regulatory advice and solutions

  • Updating clients on regulatory change

REQUIREMENTS:

  • Bachelor’s Degree required

  • Excellent written and verbal communication skills that help represent diverse communities

  • Experience working with diverse teams

  • Minimum 4+ years of experience with an exposure to compliance and alternative asset management industry

  • Proven compliance experience supporting or advising Licensed Fund Management Companies (LFMCs), hedge funds, private equity, venture capital, real estate, or other alternative asset managers regulated by the Monetary Authority of Singapore (MAS).

  • Experience gained within a compliance consultancy, regulatory advisory practice, fund services provider, or an MAS-regulated fund management firm is highly preferred.

  • Detailed understanding of MAS rules and regulations

  • Client facing, solutions focused skills

  • Legal or audit background would be useful

 

In order to be considered for a position at Kroll, you must formally apply via careers.kroll.com

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

#LI-JL1

#LI-Hybrid

 

Skills Required

  • Bachelor's degree
  • Excellent written and verbal communication skills
  • Experience working with diverse teams
  • At least 4 years of experience with compliance and the alternative asset management industry
  • Compliance experience supporting or advising MAS-regulated licensed fund management companies or alternative asset managers
  • Detailed understanding of Monetary Authority of Singapore rules and regulations
  • Client-facing and solutions-focused skills
  • Experience in a compliance consultancy, regulatory advisory practice, fund services provider, or MAS-regulated fund management firm
  • Legal or audit background

Kroll Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Kroll and has not been reviewed or approved by Kroll.

  • Healthcare Strength — Medical, dental, and vision coverage with HSA/FSA options are part of the U.S. package, alongside life and AD&D. Breadth across core health benefits is positioned as competitive for a large advisory firm.
  • Retirement Support — A 401(k) plan with company match is a core element of the package. Retirement support is consistently highlighted as competitive within total rewards.
  • Leave & Time Off Breadth — Paid holidays, sick leave, and PTO are included, with generous time off and parental/family leave for U.S. roles. Some roles also offer hybrid/WFH flexibility that complements time-off usability.

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The Company
HQ: New York, NY
5,001 Employees
Year Founded: 1932

What We Do

Kroll is the world’s premier provider of services and digital products related to valuation, governance, risk and transparency. We work with clients across diverse sectors in the areas of valuation, expert services, investigations, cyber security, corporate finance, restructuring, legal and business solutions, data analytics and regulatory compliance. Our firm has nearly 5,000 professionals in 30 countries and territories around the world. For more information, visit www.kroll.com.

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