Risk Management & Compliance- Compliance and Operational Risk Framework(CORE) Program - Vice President

Posted 7 Days Ago
Be an Early Applicant
Mumbai, Maharashtra
Hybrid
7+ Years Experience
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As Vice President in Risk Management and Compliance, you'll lead the CORE Program, focusing on compliance and operational risk frameworks. Responsibilities include enhancing risk assessment structures, engaging with stakeholders, analyzing control management data, and implementing program initiatives while advocating for effective controls and risk mitigation strategies across the organization.
Summary Generated by Built In

Job Description
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? As a Risk Management and Compliance profession, you are at at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
The Risk Management and Compliance (RMC) Control Management team is responsible to create a strong and consistent control environment across the RMC organization. With Control Managers appointed for each Line of Business Function and Region, there is a comprehensive coverage/accountability model that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate compliance and operational risk.
As a Control Management - CORE Program - Vice President, you will play a role in the strategy and execution of CORE Framework(Compliance and Operational Risk Framework) within RM&C by working closely with various stakeholders across Risk Management and Compliance (RM&C) and Firmwide. You will be responsible for supporting various tactical and strategic initiatives, analyzing CORE related data, supporting teams with CORE related matters and supporting the integration of other risk assessment tools into a sustainable operating model that if optimal and efficient. You will use your compliance and operational risk and controls subject matter expertise to understand projects within and driven across the Firm to assess impact to RM&C, provide feedback and work closely with stakeholders to implement program initiatives.
Job Responsibilities:

  • Compliance and Operational Risk and Control Framework: Collaborate with Control Management teams to develop a comprehensive understanding of risks and controls within the department and provide guidance on executing and enhancing the compliance and operational risk framework, including topics like risk and control identification, risk assessment, issue management and remediation framework, metrics etc. Participate in assessing impact, driving and managing framework changes effectively and efficiently for Control Management colleagues.
  • Data Analysis and Enhancement: Analyze compliance, operational risk and control management data using automate solutions like Alteryx, Tableau to identify thematic trends and areas for tactical and strategic improvements, and enhance execution quality against the compliance and operational risk framework.
  • Stakeholder Collaboration: Drive discussions and engagement with Control Management Leads on key concerns and framework changes, provide subject matter expertise for compliance and operational risk framework projects, and implement remedial measures based on feedback from oversight parties. Engage effectively with colleagues across the firm, control management, audit, compliance, legal, technology etc. to drive overall aims and objectives.
  • Project Management & High-Quality Presentations: Manage and coordinate deliverables across Risk Management and Compliance, fostering positive working relationships and providing regular progress updates. Develop effective presentations and materials suitable for senior executives that help drive meaningful decisions.
  • Innovation: Drive process improvements and leverage automation tools on a day-to-day basis


Required qualifications, capabilities, and skills:

  • Significant experience with the Compliance and Operational Risk and Controls framework, Control Management, related system and procedures. Experience with regulations, compliance and operational risk assessments, regulatory and legal obligations a plus.
  • Bachelors 7+ years of relevant post qualification work experience in risk and control identification and assessment, design and review of internal controls, managing programs and stakeholders, risk consulting, process consulting.
  • Excellent written and verbal communication skills, demonstrate ability in delivering high quality of presentations to senior executives, leadership and influencing skills - able to work across groups (Audit, Controls and allied business groups), is collaborative, team-oriented and passionate about supporting internal stakeholders
  • Experience in performing deep dive reviews to identify risk and control framework execution gaps.
  • Experience in guidance writing (e.g. policies, standards, procedures, templates)
  • Proactive approach to problem solving, owning issues and having the determination to follow tasks and issues through and ability to develop structure and solve problems in a pragmatic and balanced way; solid critical thinking, attention to detail and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions
  • Work independently as well as part of a team; work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment
  • Sound business instincts and judgement to assess materiality of the risk
  • Able to work effectively under pressure and in a rapidly changing environment in order to meet deadlines
  • Highly proficient in Microsoft Office suite of products (Excel, SharePoint and PowerPoint)


Preferred qualifications, capabilities, and skills:

  • Bachelor's degree in Finance, Accounting, degree is preferred
  • Experience in Alteryx and Tableau preferred
  • Relevant experience in Risk Management and Compliance processes a plus


About Us
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
Risk Management helps the firm understand, manage and anticipate risks in a constantly changing environment. The work covers areas such as evaluating country-specific risk, understanding regulatory changes and determining credit worthiness. Risk Management provides independent oversight and maintains an effective control environment.

What the Team is Saying

Nick S.
Lupe C.
Edwin T.
Dawn T.
Meng M.
The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

Gallery

Gallery
Gallery
Gallery
Gallery
Gallery
Gallery

JPMorganChase Teams

Team
Product + Tech
About our Teams

JPMorganChase Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

Typical time on-site: Flexible
Company Office Image
HQNew York, NY
SG
Bengaluru, Karnataka
Bournemouth, GB
Brooklyn, NY
Buenos Aires, Avaya
Chicago, IL
Dallas, TX
Dublin, IE
Glasgow, GB
Houston, TX
Hyderabad, Telangana
London, GB
Mumbai, Maharashtra
Philadelphia, PA
San Francisco, CA
Tampa, FL
Westerville, OH
Wilmington, DE
Learn more

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account