Risk & Compliance Analyst

Posted 15 Days Ago
Be an Early Applicant
Sydney, New South Wales, AUS
In-Office
Junior
Fintech • Software • Financial Services
The Role
Support and analyse risk and compliance data, extract insights from risk systems (including Protecht), prepare Board/committee reports and dashboards, partner with stakeholders to validate information, assist monitoring and compliance reviews, and contribute to improvements in risk data quality, processes and the risk and compliance framework.
Summary Generated by Built In

About HUB24


At HUB24, we’re rethinking the way wealth management works, combining platform, technology and data to create better outcomes for financial professionals and their clients.


Our purpose is simple:  Empower better financial futures, together.


What sets us apart is how we work. We back bold thinking, move with pace, and turn ideas into action. You’ll have the opportunity to make a real impact across your team, the business, and for the clients we support every day.


HUB24 Limited is an ASX-listed company (ASX: HUB) and part of the ASX100. We have over 1,100 employees across Australia, with offices in Sydney, Melbourne, Brisbane, Perth and the Gold Coast. 


Why you’ll enjoy working here


We create an environment where you can do your best work and see the impact of it.

  • Work with smart, collaborative people who get things done.
  • Your ideas won’t sit in a backlog, they’ll be heard, tested and actioned.
  • Grow your career your way, with support to learn, stretch and explore new opportunities.

We also offer benefits to support you inside and outside of work:

  • Genuinely flexible and hybrid ways of working.
  • Employee Share Scheme.
  • Additional leave and wellbeing support.
  • Enhanced parental leave and support through different life stages.
  • Everyday benefits, including discounts and financial wellbeing support.

Why this is an exciting opportunity


As a Risk & Compliance Analyst at HUB24, you will play an important role in supporting the management, analysis and reporting of risk and compliance information across the business. Working closely with stakeholders at all levels, you'll help deliver meaningful insights, strengthen governance processes and contribute to the continuous improvement of the risk and compliance framework.

What you’ll be doing


  • Support the collection, analysis and maintenance of risk and compliance information across the business.

  • Extract and analyse data from risk management systems (including Protecht) to prepare reports, dashboards and insights.

  • Assist in the preparation of Board and Committee reporting packs, ensuring accuracy and consistency of information.

  • Partner with stakeholders across the business to gather, validate and follow up on risk and compliance information.

  • Support ongoing improvements to risk data quality, reporting templates and business processes.

  • Assist with monitoring activities, thematic reviews and compliance reporting.

  • Contribute to risk assessments, compliance reviews, policy reviews and incident or issue management activities.

  • Support the continuous enhancement of HUB24's risk and compliance framework


What you bring


You don’t need to tick every box, but experience in the below will set you up for success.


Experience & Skills


  • 2 years' experience in risk, compliance or a related analytical role.

  • Financial services experience (desirable)

  • Experience using risk management systems such as Protecht (desirable)

  • Strong proficiency in Microsoft Excel, PowerPoint and Word, with exposure to Power BI or other reporting tools advantageous.

  • Excellent analytical and problem-solving skills with strong attention to detail.

  • Strong organisational and time management capabilities, with the ability to manage competing priorities.

  • Confident communication skills and the ability to engage effectively with a broad range of stakeholders.

  • A proactive mindset, a willingness to learn and a genuine interest in risk management, compliance and governance.


Our process


We aim to keep the process simple and respectful of your time:

  • You’ll receive an acknowledgement after applying.
  • Our Talent team will review your application and keep you updated.
  • If shortlisted, we’ll connect to learn more about you.
  • Interviews may be virtual or in person.
  • You’ll receive an outcome and feedback.

If you need any adjustments, please let us know - we’re here to support you.



Our commitment

We’re committed to building an inclusive environment where everyone feels valued and supported to do their best work. We welcome applications from people of all backgrounds, identities and experiences.


Agencies, we work with a panel of preferred suppliers and are not accepting any unsolicited CVs.

Skills Required

  • 2 years' experience in risk, compliance or a related analytical role
  • Financial services experience
  • Experience using risk management systems such as Protecht
  • Strong proficiency in Microsoft Excel, PowerPoint and Word
  • Exposure to Power BI or other reporting tools
  • Excellent analytical and problem-solving skills with strong attention to detail
  • Strong organisational and time management capabilities
  • Confident communication skills and ability to engage with a broad range of stakeholders
  • A proactive mindset, willingness to learn and interest in risk management, compliance and governance
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The Company
HQ: Sydney, NSW
859 Employees

What We Do

HUB24 Group (ASX:HUB) leads the wealth industry as the best provider of integrated platform, technology and data solutions, and we’re not done yet. At HUB24, we believe in the value of advice and by collaborating with the industry and leveraging our technology and data expertise, we’re helping to solve key challenges to enable the delivery of accessible financial advice, and empower better financial futures for more Australians. Our solutions include Australia’s best platform HUB24, leading SMSF software Class, and myprosperity’s innovative client portal technology. Recognised by advisers and the industry as Australia’s best platform, HUB24 leverages data and technology to deliver choice, flexibility, efficiencies and value for advisers and their clients. We’re committed to continued investment in innovation that delivers, making the complex simple and enabling advisers to empower better financial futures for more Australians. As a leading provider of SMSF software, Class, together with NowInfinity, delivers trust accounting, portfolio management, legal documentation and corporate compliance solutions that transform the way finance professionals do business. We champion automation, simplicity and connectively to drive business profitability and enhanced client experience. myprosperity is a leading provider of client portals for accountants and financial advisers, enabling streamlined service delivery and increased productivity for their business and enhanced customer experience for their clients. We make it easier for Australians to share, communicate and collaborate with their financial professional across all aspects of their financial lives.

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