Regulatory Product Filing Consultant

Reposted 7 Days Ago
Be an Early Applicant
New York, NY
Hybrid
116K-152K Annually
Senior level
Big Data • Fintech • Information Technology • Insurance • Financial Services
We help people secure their future and protect the ones they love.
The Role
The Regulatory Product Filing Consultant will prepare and submit regulatory filings, ensuring compliance and supporting projects while mentoring junior team members and liaising with regulators.
Summary Generated by Built In
Regulatory Product Filing Consultant
Regulatory Product Filing Team
Full Time
New York, NY, Boston, MA or Springfield, MA
The Opportunity
We are looking for a Regulatory Product Filing Consultant who will work independently to prepare, complete, and document complex regulatory filings (utilizing SERFF). This role will draft complex regulatory forms and communications; work with other functional areas to build consensus on wording and manage complex projects. You will respond to complex regulatory issues or concerns and serve as a subject matter expert on industry and regulatory practices and requirements related to regulatory filings. You will be a department resource on complex projects or tasks and support team projects including prospectus review, policy print review, and info management. You will also have the opportunity to mentor junior team members.
The Team
As part of MassMutual's Regulatory Product Filing Team, you will work with a dedicated and talented team of associates as well as business partners in Law, Actuarial, Product Development, Compliance, Print Production, and more, as you work on contract development, filing, print production, and records management.
The Impact
1. Filing Preparation & Submission
  • Develop, coordinate, and submit insurance product filings (rates, forms, rules) to state regulatory agencies through SERFF or comparable platforms.

  • Ensure every submission reflects thorough knowledge of state-specific requirements, demonstrating both accuracy and business acumen in aligning filings with strategic goals.

2. Regulatory Compliance
  • Stay current on evolving state regulations, bulletins, and guidance to ensure filings remain fully compliant.

  • Partner with legal, product development, and compliance teams to translate complex requirements into practical, business-ready solutions.

3. Regulator Engagement
  • Serve as the primary liaison with state departments of insurance, responding to inquiries, addressing objections, and coordinating amendments with accountability and professionalism.

  • Build and sustain constructive relationships with regulators to support timely approvals and successful filings.

4. Documentation & Reporting
  • Maintain detailed records of filing activity, including status updates, approvals, and objections.

  • Deliver clear reporting on filing timelines and outcomes to support compliance tracking, risk management, and business planning.

5. Cross-Functional Collaboration
  • Work closely with actuaries, legal, and product management teams to ensure filings align with business objectives and customer needs.

  • Provide proactive guidance on filing requirements, setting expectations, and demonstrating agility by leveraging resources to resolve challenges efficiently.

The Minimum Qualifications
  • Bachelor's Degree

  • 5+ years of general knowledge of the insurance industry and lines of business/products being filed.

The Ideal Qualifications
  • Master's Degree

  • 8+ years of general knowledge of the insurance industry and lines of business/products being filed.

  • Familiarity with contract drafting and filing with financial service products such as life insurance, annuities, disability, worksite.

  • Strong written and verbal communication skills.

  • Organized, with ability to balance timeliness and accuracy within tight timelines.

  • Ability to work both independently and in a team environment.

  • Service minded, with ability to foster and maintain collaborative relationships with business partners, management, and external regulators.

  • Solid computer skills including strong working knowledge of Microsoft Office Suite, Adobe, and Share-point.

  • Strong leadership skills, including the ability to lead work projects.

  • Experienced SERFF user.

  • Detail focused, with strong commitment to timeliness and accuracy.

  • Strong analytical abilities including critical thinking and problem solving.

What to Expect as Part of MassMutual and the Team
  • Regular meetings with the Regulatory Product Filing Team

  • Focused one-on-one meetings with your manager

  • Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran, and disability-focused Business Resource Groups

  • Access to learning content on Degreed and other informational platforms

  • Your ethics and integrity will be valued by a company with a strong and stable ethical business with industry leading pay and benefits

#LI-FT1
MassMutual is an equal employment opportunity employer. We welcome all persons to apply.
If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
Salary Range: $115,900-$152,100

Top Skills

Adobe
Microsoft Office Suite
Serff
Sharepoint

What the Team is Saying

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The Company
HQ: Springfield, MA
6,000 Employees
Year Founded: 1851

What We Do

Since 1851, MassMutual’s commitment has always been to help people protect their families, support their communities, and help one another. This is why we want to inspire people to Live Mutual. We’re people helping people.

Together, we’re stronger.

Why Work With Us

MassMutual has the financial security and stability of a 170+ year old company, with the culture and energy of a startup. We work every day with the customer front of mind to build the best digital experience in the industry.

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MassMutual Teams

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Boston Campus
About our Teams

MassMutual Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

We believe in capitalizing on the best of being together in our offices as well as personal flexibility. Our workplace philosophy puts office collaboration first, combined with flexibility to work remotely.

Typical time on-site: 3 days a week
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HQSpringfield, MA
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Boston, MA
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New York, NY
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