Principal Legal Counsel

Posted 3 Days Ago
Be an Early Applicant
2 Locations
Hybrid
160K-215K Annually
Expert/Leader
Fintech • Software
The Role
Provides legal counsel on Investment Company Act and Advisers Act matters for mutual funds, ETFs, and closed-end funds. Oversees SEC regulatory filings, including Forms N-1A and N-2; prepares fund board materials, attends meetings, and drafts minutes. Negotiates advisory, transfer agency, and fund administration agreements; monitors regulatory developments; collaborates with and may supervise paralegals; and manages multiple client matters independently.
Summary Generated by Built In

SS&C is a leading provider of mission-critical, AI-powered technology and services empowering financial services and healthcare organizations to work smarter, faster, and securely. Founded in 1986, SS&C is headquartered in Windsor, Connecticut, and has offices worldwide. More than 23,000 financial services and healthcare organizations, from the world's largest companies to small and mid-market firms, rely on SS&C for expertise, scale, and technology.


Job Description


Title: Principal Legal Counsel 
Location: Denver, CO or Boston, MA | Hybrid
About the Role 

Supports Investment Company Act of 1940 (’40 Act) fund governance and registration matters for open-end and closed-end funds. Provides legal administration services to SS&C clients. Prepares and negotiates fund-related agreements as needed.
Why Join SS&C  

SS&C combines proprietary technology with deep industry expertise to support complex financial and health care operations. Our teams design, implement, and operate solutions that help clients manage data, automate processes, and scale their businesses with confidence.  


You will work with industry experts, modern platforms, and evolving technologies, gaining exposure to real-world operational challenges and large-scale enterprise environments.


How You Will Make an Impact  

  • Provide advice and expertise on investment adviser, mutual fund, ETF and closed-end fund legal matters.
  • Prepare and oversee production of various mutual fund, ETF and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission, including registration statements on Form N-1A and Form N-2.
  • Prepare and oversee production of materials for '40 Act fund board meetings and attend board meetings and draft minutes.
  • Collaborate with paralegal teams in providing legal administration services.  May supervise one or more paralegals depending on experience. 
  • Prepare and review advisory, transfer agency and fund administration agreements.
  • Monitor and report on regulatory developments.
  • Other duties as assigned from time to time.

Required Experience :

  • Juris Doctorate
  • 10+ years of experience at a law firm or financial services firm focusing on Advisers Act and ’40 Act practice.
  • Ability to manage multiple client matters simultaneously.
  • Ability to work with little supervision.
  • Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc).
  • Experience with AI platforms a plus.
  • Excellent verbal and written communication skills with strong ability to communicate with internal and external clients.
  • Must be willing to work on site a minimum of 6 days/month

Join SS&C, where innovation meets global opportunities. Click here to apply.  


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Unless explicitly requested or approached by SS&C Technologies, Inc. or any of its affiliated companies, the company will not accept unsolicited resumes from headhunters, recruitment agencies, or fee-based recruitment services.


SS&C Technologies offers a comprehensive total rewards package designed to support your wellbeing, growth, and future. Our benefits include medical, dental, and vision coverage; a 401(k) plan with company match; paid time off, holidays, and parental leave; and professional development reimbursement opportunity.

Actual base salary will vary based on several factors, including but not limited to relevant skills, prior experience, education, demonstrated performance, and geographic location. Colorado: The expected base salary for the position is between $160,000 USD to $215,000 USD. Massachusetts: The expected base salary for the position is between $160,000 USD to $215,000 USD. In addition, employees in this role may be eligible for consideration on an annual basis for a discretionary bonus and/or equity awards, such as restricted stock units or stock options, based upon individual and business performance at the company’s discretion.

Applications will be accepted on an ongoing basis until the position is filled.

SS&C Technologies is an Equal Employment Opportunity employer and does not discriminate against any applicant for employment or employee on the basis of race, color, religious creed, gender, age, marital status, sexual orientation, national origin, disability, veteran status or any other classification protected by applicable discrimination laws.

Skills Required

  • Juris Doctorate
  • 10+ years of experience at a law firm or financial services firm focused on Advisers Act and Investment Company Act practice
  • Ability to manage multiple client matters simultaneously
  • Ability to work with little supervision
  • Advanced computer skills, including Microsoft Word, Excel, and PowerPoint
  • Excellent verbal and written communication skills
  • Strong ability to communicate with internal and external clients
  • Willingness to work onsite at least 6 days per month
  • Experience with AI platforms

SS&C Technologies Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about SS&C Technologies and has not been reviewed or approved by SS&C Technologies.

  • Leave & Time Off Breadth — Leave policies are described as generous, including flexible or unlimited vacation and broadly positive views of PTO as a meaningful part of the overall package.
  • Retirement Support — Retirement benefits are positioned as a notable strength, with repeated references to a 401(k) plan with company matching as a valued component of rewards.
  • Equity Value & Accessibility — Equity and stock-related incentives are highlighted as a bright spot, with stock incentives described as excellent in some roles and contributing positively to perceived total rewards.

SS&C Technologies Insights

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The Company
HQ: Birmingham, AL
22,000 Employees
Year Founded: 1986

What We Do

SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 22,000+ employees in over 150 offices in 35 countries. Some 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, manage and account for their investments using SS&C's products and services.

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