Operations Associate, Trading and Margin

Posted 3 Hours Ago
Be an Early Applicant
2 Locations
In-Office or Remote
Mid level
Fintech
The Role
Oversee brokerage operations for inter-dealer market making, trading, margin lending, and financing. Review and approve trading and margin activity, supervise registered operations, maintain supervisory procedures, monitor PnL and risk limits, issue and verify margin calls, manage collateral haircuts, enforce day-trading rules, resolve escalations, and strengthen the supervisory framework as the firm expands.
Summary Generated by Built In
Operations Associate, Trading and Margin

US - FTE | Remote

Active Series 24, Series 57 required

About Atomic

We are a fast-growing, mission-driven company powering the expansion of financial services and wealth creation globally. We build critical financial infrastructure that allows consumer-facing companies to offer engaging investing experiences to their customers in a frictionless way. We host advanced investing capabilities ranging from ESG investing to multi-currency trading across 60 global markets. We are a team of financial empowerment enthusiasts who have come together from various industries including tech, banking, finance, and law.

The company has raised $55M in funding and is positioned to rapidly scale. Come join an exciting opportunity to make a lasting impact!

Once here, you will
  • Serve as an associate within Brokerage Operations, providing registered supervision over inter-dealer market making activity in corporate securities and margin lending and financing.

  • Be a key control point for the business: Reviewing and approving trading and margin activity, maintaining supervisory procedures, and acting as the escalation point for issues surfaced by the trading, onboarding, and operations teams.

  • Help shape the supervisory framework that keeps the firm compliant as Atomic scales its broker-dealer capabilities and new products and activities come online.

What we are looking for

We're looking for a hands-on principal who can own day-to-day supervisory responsibility for market making and underwriting activity, not just sign off on it. Requirements: :

  • Active Series 57 and Series 24

  • Three to five years of direct experience in overseeing trading and/or margin

  • Demonstrated experience supervising inter-dealer market making activity in corporate securities

  • Deep subject matter expertise in Reg T and FINRA Rule 4210, portfolio margin

  • Oversee daily trading operations, monitor real-time profit and loss (PnL), and manage risk limits across proprietary or agency trading desks.

  • Issuing and verifying margin calls, handling day-trading account rules, setting house collateral haircuts, and resolving branch/client escalations.

  • Comfort operating in a fast-moving, high-growth environment with evolving processes

Candidates who don't meet all of the above must have direct experience in at least one of: inter-dealer market making in corporate securities or margin financing.

Ideal candidates will also have:
  • Prior experience in onboarding, securities lending, or other brokerage operational activities preferred

  • Underwriting, corporate actions experience is a bonus

Atomic is an equal opportunity employer that values the benefits of diversity and prohibits discrimination and harassment All employment decisions at Atomic are based on business needs, job requirements and individual qualifications, without regard to age, race, color, religion or belief, stature, gender or sexual orientation, family or parental status, or any other status protected by the laws or regulations in the locations where we operate. Atomic will not tolerate discrimination or harassment based on any of these characteristics.

#LI-Remote

Skills Required

  • Active Series 24 license
  • Active Series 57 license
  • Three to five years of direct experience overseeing trading and/or margin
  • Experience supervising inter-dealer market making activity in corporate securities
  • Deep expertise in Regulation T and FINRA Rule 4210
  • Experience with portfolio margin
  • Direct experience in either inter-dealer market making in corporate securities or margin financing
  • Prior experience in onboarding, securities lending, or other brokerage operational activities
  • Underwriting experience
  • Corporate actions experience
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The Company
HQ: San Francisco, CA
47 Employees
Year Founded: 2020

What We Do

Atomic builds critical financial infrastructure that allows fintechs, banks, and consumer-facing companies to offer engaging investing experiences to their customers in a frictionless way. Investment advice is provided by Helium Advisors LLC, an SEC-registered Investment Adviser.

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