Operational Risk Management Associate

Reposted 2 Days Ago
Be an Early Applicant
Gurugram, Haryana
In-Office
Mid level
Fintech • Payments • Financial Services
The Role
The role involves documenting procedures, supporting risk management teams, conducting data validation, and reporting on operational risks in asset management.
Summary Generated by Built In
Have excellent communication skills to deal with business partners, team, and leaders. This position is for asset management risk office and looking for candidates experienced in asset management and risk management industry systems such as Workiva, Archer, Charles River, Aladdin, and Bloomberg

Key Responsibilities:

  • Documenting procedures and supporting control testing.
  • Supporting asset management risk, compliance, or investment operations teams.
  • KRI management monthly Risk of Change (ROC), ad-hoc Request for Proposal (RFP) and Due Diligence questionnaires (DDQ) ad-hoc Risk Issue and Acceptance ad-hoc Governance Dashboards and Reports monthly Emerging Risks & Global Transformation.
  • Daily operational activities, such as data validation, reconciliations, performance checks, pricing support, or risk reporting.
  • Review large data sets for summary analysis and identify issues accurately.

Required Qualifications:

  • 2 - 5 years of experience in asset management, investment operations, or financial analysis, (preferably supporting global teams).
  • Master’s degree in finance, accounting, business, or economics; experience in a related field (e.g., risk management at an asset management firm, and auditing at a Big Four firm).
  • Experience with daily operational activities, such as data validation, reconciliations, performance checks, pricing support, or risk reporting. Strong Excel skills, including functions used for data review and variance analysis. Familiarity with common reporting and data visualization tools (e.g., Power BI, Confluence).
  • Clear written and verbal communication (English) for coordination with US and UK/EMEA teams.
  • Familiarity with operational risk management standards, including risk and control self-assessments (RCSA), risk events, key risk indicators (KRIs), control testing, process flows, in addition to the sub bullets below for governance and reporting:

Preferred Qualification:

  • Understanding of regulatory topics relevant to global asset management (e.g., US ’40 Act funds, UCITS, SEBI).
  • Experience with asset management and risk management industry systems such as Workiva, Archer, Charles River, Aladdin, and Bloomberg.

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Business Support & Operations

Top Skills

Aladdin
Archer
Bloomberg
Charles River
Confluence
Excel
Power BI
Workiva
Am I A Good Fit?
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The Company
40 Employees

What We Do

RBFCU Wealth Management, The Garner Davis Group is a financial advisory practice of Ameriprise Financial Services, LLC. With a combined 39 years of experience, our team uses a financial planning process designed to help high net worth individuals, families and business leaders help manage their finances and assets.

AREAS OF FOCUS
• Family Finances
• Retirement Planning Strategies
• Wealth Preservation Strategies
• Investment Management
• Retirement Plan Distribution
• Social Security Retirement Benefits
• Small Business
• Business Retirement Plans
• Tax Planning Strategies

CONNECT WITH US
Phone: 979-417-0563 | 512-873-2527

OFFICE LOCATIONS
8300 N MOPAC EXPY, Suite 100, Austin, TX 78759
107 THIS WAY, Suite A, Lake Jackson, TX 77566
1 IKEA-RBFCU PKWY, Live Oak, TX 78233-2792

Please visit http://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media

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