Operational Risk Management Associate

Reposted 8 Days Ago
Be an Early Applicant
Gurugram, Haryana
In-Office
Mid level
Fintech
The Role
The role involves supporting asset management risk and compliance teams, documenting procedures, control testing, daily operational activities, and analyzing data while communicating effectively with global teams.
Summary Generated by Built In
Have excellent communication skills to deal with business partners, team, and leaders. This position is for asset management risk office and looking for candidates experienced in asset management and risk management industry systems such as Workiva, Archer, Charles River, Aladdin, and Bloomberg

Key Responsibilities:

  • Documenting procedures and supporting control testing.
  • Supporting asset management risk, compliance, or investment operations teams.
  • KRI management monthly Risk of Change (ROC), ad-hoc Request for Proposal (RFP) and Due Diligence questionnaires (DDQ) ad-hoc Risk Issue and Acceptance ad-hoc Governance Dashboards and Reports monthly Emerging Risks & Global Transformation.
  • Daily operational activities, such as data validation, reconciliations, performance checks, pricing support, or risk reporting.
  • Review large data sets for summary analysis and identify issues accurately.

Required Qualifications:

  • 2 - 5 years of experience in asset management, investment operations, or financial analysis, (preferably supporting global teams).
  • Master’s degree in finance, accounting, business, or economics; experience in a related field (e.g., risk management at an asset management firm, and auditing at a Big Four firm).
  • Experience with daily operational activities, such as data validation, reconciliations, performance checks, pricing support, or risk reporting. Strong Excel skills, including functions used for data review and variance analysis. Familiarity with common reporting and data visualization tools (e.g., Power BI, Confluence).
  • Clear written and verbal communication (English) for coordination with US and UK/EMEA teams.
  • Familiarity with operational risk management standards, including risk and control self-assessments (RCSA), risk events, key risk indicators (KRIs), control testing, process flows, in addition to the sub bullets below for governance and reporting:

Preferred Qualification:

  • Understanding of regulatory topics relevant to global asset management (e.g., US ’40 Act funds, UCITS, SEBI).
  • Experience with asset management and risk management industry systems such as Workiva, Archer, Charles River, Aladdin, and Bloomberg.

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Business Support & Operations

Top Skills

Aladdin
Archer
Bloomberg
Charles River
Confluence
Excel
Power BI
Workiva
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The Company
Minneapolis, MN
16,649 Employees
Year Founded: 1894

What We Do

Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.

We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.

Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.

Learn how you can build your career at Ameriprise Financial.

*Ameriprise Financial Q2 2020 Statistical Supplement

All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.

By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.

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