Manager, Trade Correction Operations

Posted 14 Hours Ago
Be an Early Applicant
Charlotte, NC
5-7 Years Experience
Fintech
The Role
The Manager of Trade Corrections Operations at Ameriprise Financial will lead a team responsible for processing trade corrections. Responsibilities include team coaching, ensuring compliance with regulations, driving process improvements, and participating in initiatives to enhance operational efficiency.
Summary Generated by Built In

Ameriprise Financial has an exciting new opportunity for a Manager of Trade Corrections Operations to join our team! This is a leadership role within our Service and Operations department, providing guidance to team members responsible for processing, service, and administration of multiple complex processes. This includes coaching, developing, and supporting the team to ensure accurate execution of daily functions while adhering to compliance and regulatory requirements. As the Manager, you will also drive process improvement, ensuring appropriate documentation, and participating in various projects.

Key Responsibilities

  • Provide leadership and coaching to direct reports, including providing work direction and support to team on process, procedures and escalated issues. Develop methods to measure and report on department performance, ensuring resources are properly allocated and workload is managed to meet all accuracy, transactional processing, quality metrics and standards, and compliance and regulatory requirements.

  • Drive and implement process improvements, proactively identifying and resolving business issues to improve efficiencies and increase operational effectiveness. Provide oversight of policies and procedures, ensuring all procedures are appropriately documented and reviewed to meet compliance and regulatory requirements. Work with internal and external business partners to effectively identify and minimize risk. 

  • Lead and/or participate as a subject matter expert in projects and business driven initiatives within team and across Operations, as appropriate.

  • Provide effective people leadership through effective coaching, feedback and sound performance management practices. Act as champion for the team and intervene on matters that create roadblocks to individual or organizational success. Set department initiatives and aligns and sets individual performance goals.

  • Flexibility to occasionally work prior to market open, as dictated by the needs of the business.


Required Qualifications

  • 5-7 years of relevant experience.

  • High School diploma or GED - *Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.

  • Extensive experience working in operations, processing or customer service team.

  • Strong working knowledge of Operations processes, policies, techniques, and applicable regulations. 

  • Proven ability to work effectively with internal and external partners at all levels. 

  • Demonstrated people leadership experience.

  • Strong communication skills, including ability to explain complex issues in an understandable manner.

Preferred Qualifications

  • Bachelor's degree or equivalent (4-years) 

  • Trade Corrections experience

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Business Support & Operations

Line of Business

CLEAR Clearing

The Company
Minneapolis, MN
16,649 Employees
On-site Workplace
Year Founded: 1894

What We Do

Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.

We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.

Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.

Learn how you can build your career at Ameriprise Financial.

*Ameriprise Financial Q2 2020 Statistical Supplement

All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.

By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.

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