Lead Software Engineer

Posted Yesterday
Be an Early Applicant
2 Locations
Hybrid
114K-249K Annually
Senior level
Financial Services
The Role
Lead development of FINRA’s market surveillance platform, building resilient AWS-based microservices and serverless systems across front-end, back-end, and AI agent components. Design high-quality, performant software, improve engineering processes, mentor colleagues, conduct performance optimization, and promote DevOps, testing, security, and automation best practices. Collaborate cross-functionally to resolve technical challenges and deliver tools for market regulation experts.
Summary Generated by Built In

Help shape the future of market surveillance. As a lead engineer on FINRA’s Surveillance Modernization team, you’ll build and deliver a new Surveillance Platform that supports financial market integrity. Create intuitive tools, including AI agents, that empower Market Regulation experts to build, explore, and refine complex surveillances.
You will report directly to an Engineering Director and mentor fellow engineers as you bring this platform to life.

Essential Job Functions:

  • Seasoned contributor that works on complex projects requiring extensive knowledge of specialty area and industry practices
  • Manages processes, projects or products to improve efficiency within org or product area
  • Influences outcomes in cross-functional settings 
  • Designs and develops industry-leading solutions that meet defined quality standards, reliability specifications, and help achieve key strategic objectives
  • Excellent understanding in computer science fundamentals - Algorithm design, Problem solving, Complexity analysis and data structures.
  • Build on top of AWS infrastructure using industry leading microservice and serverless design patterns to deliver resilient and performant systems. 
  • Work across the stack on front-end, back-end, and agentic systems to meet the needs of our customers.

 

Engineering/Operations Excellence:

  • Helps identify gaps between system components and designs and delivers solutions
  • Takes broad perspective to problems and exercises independent judgement in techniques and evaluation criteria to obtain results
  • Develops actionable insights from analyzing software development trends, software engineering best practices, and innovative test environment management tools and communicates integration recommendations to management
  • Identifies ways to overcome challenging situations that jeopardize the achievement of business goals

 

Collaboration:

  • Coaches and trains less experienced colleagues in techniques, processes, and responsibilities
  • Integrates the culture of intelligence, integrity, and initiative into team goals and decisions
  • Partners within and across teams to remove barriers and identify shared goals and priorities
  • Openly shares progress and priorities with key stakeholders, communicating complex or technical information at the right level.
  • Demonstration of FINRA’s values.

 

Education/Experience Requirements: 
  • Bachelor’s degree in Computer Science, Information Systems or related discipline with at least 7 years of related experience, or equivalent training and/or work experience.
  • Strong system design experience
  • Strong experience in object-oriented development
  • Strong experience with cloud technologies
  • Strong experience in data storage technologies
  • Strong experience in performance tuning and optimization
  • Strong experience in DevOps and CI\CD technologies
  • Strong experience test automation and unit testing
  • Strong experience software security

Working Conditions:

  • Hybrid work environment, with defined in-person presence requirements.
  • Occasional travel and extended hours may be required.

For work that is performed in CO, CT, IL, PA, MA, MD, VA, WA, DC, NY, NJ, WA please refer to the chart below for the salary range for the corresponding location. FINRA complies with all state and local pay transparency laws and regulations requiring the disclosure of salary ranges for the position. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and market considerations. 


Boston, MA: $131,200 - $238,300

Chicago, IL: $125,900 - $228,000

Denver, CO: $114,200 - $207,200

Jericho, NY: $131,200 - $238,300

Jersey City, NJ: $137,000- $248,700

Philadelphia, PA: $125,900 - $228,000

New York, NY: $137,000 - $248,700

Rockville, MD: $131,200 - $238,300

Tysons, VA: $131,200 - $238,300

Washington, DC: $131,200 - $238,300

Woodbridge, NJ: $131,200 - $238,300

Connecticut State: $114,200 - $248,700

Washington State: $114,200 - $248,700

#LI-Hybrid

To be considered for this position, please submit an application. Applications are accepted on an ongoing basis.


The information provided above has been designed to indicate the general nature and level of work of the position. It is not a comprehensive inventory of all duties, responsibilities and qualifications required.


Please note: If the “Apply Now” button on a job board posting does not take you directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly.


Employees may be eligible for a discretionary bonus in addition to base pay. Non-exempt employees are also eligible for overtime pay in accordance with federal, state, or local law. As part of its dedication to employee wellness, FINRA provides comprehensive health, dental and vision insurance. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal. FINRA offers immediate participation and vesting in a 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution, tuition reimbursement, commuter benefits, and other benefits that support employee wellness, such as adoption assistance, backup family care, surrogacy benefits, employee assistance, and wellness programs.


Time Off and Paid Leave*


FINRA encourages its employees to focus on their health and wellness in many ways, including through a generous time-off program starting at 15 days of paid time off (increasing with years of service, up to 25 days), 5 personal days, and 9 sick days, unless otherwise required by law (all pro-rated in the first year). Additionally, we are proud to support our communities by providing two volunteer service days (based on full-time schedule). Other paid leave includes military leave, jury duty leave, bereavement leave, voting and election official leave for federal, state or local primary and general elections, care of a family member leave (available after 90 days of employment); and childbirth and parental leave (available after 90 days of employment). Full-time employees receive nine paid holidays.


*Based on full-time schedule


Important Information


FINRA’s Code of Conduct imposes restrictions on employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. All of those accounts are subject to the Code’s investment and securities account restrictions, and new employees must comply with those investment restrictions—including disposing of any security issued by a company on FINRA’s Prohibited Company List or obtaining a written waiver from their Executive Vice President—by the date they begin employment with FINRA. Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data to FINRA, and must move securities accounts from other securities firms to a firm that provides an e-feed within three months of beginning employment.


You can read more about these restrictions here.


As standard practice, employees must also execute FINRA’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s policy on nepotism.


Washington state applicants: click here for required notice(s).

Search Firm Representatives


Please be advised that FINRA is not seeking assistance or accepting unsolicited resumes from search firms for this employment opportunity. Regardless of past practice, a valid written agreement and task order must be in place before any resumes are submitted to FINRA. All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA.


FINRA is an Equal Opportunity Employer


All qualified applicants receive consideration for employment without regard to any legally protected category, including race, color, age, national origin, ethnicity, religion, disability, genetic information, military or veteran status, sex, or any other status or classification protected by state or local law.


FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s Employee Relations team at 240-386-4865 or by email at [email protected]. Please note that this process is exclusively for inquiries regarding accommodations in the application process.


FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities.


FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation prohibits discrimination against qualified protected veterans and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans.


©2026 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.

Skills Required

  • Bachelor’s degree in Computer Science, Information Systems, or a related discipline, or equivalent training and work experience
  • At least 7 years of related experience
  • Strong system design experience
  • Strong experience with object-oriented development
  • Strong experience with cloud technologies
  • Strong experience with data storage technologies
  • Strong experience in performance tuning and optimization
  • Strong experience with DevOps and CI/CD technologies
  • Strong experience with test automation and unit testing
  • Strong experience in software security
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The Company
HQ: Rockville, MD
5,123 Employees
Year Founded: 2007

What We Do

FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 630,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 3,500 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.

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