IT Senior Auditor

Posted 16 Hours Ago
Be an Early Applicant
Headquarters, AZ
1-3 Years Experience
Fintech
The Role
The IT Senior Auditor will oversee IT audit and compliance activities, including planning, execution, and presenting findings to management. Responsibilities include identifying control deficiencies, providing recommendations, and monitoring Management Action Plans. The role requires close coordination with control groups and maintaining timelines for auditing tasks.
Summary Generated by Built In

Ameriprise Financial has an exciting opportunity for an IT Senior Auditor to join our team! This role will be responsible for IT audit and compliance activities, including planning and execution, presenting objectives and results to various levels of management, as well as providing a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.

Key Responsibilities

  • Plan and execute portions of the Risk & Control Services plan, including IT audit activities and IT SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. 
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations. 
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.
  • Monitor and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiencies have been addressed. 
  • Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.


Required Qualifications

  • Bachelors degree or equivalent
  • 1-3 years in public accounting, internal audit, technology audit or related financial services field.
  • Demonstrated proficiency in basic audit skills and business knowledge. 
  • Demonstrated aptitude for project leadership.


Preferred Qualifications

  • CIA, CISA, CPA, CFSA,CRMA
  • Strong oral and written communication skills.
  • Standard desktop computing skills, PowerBI

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Finance

Line of Business

FIN Finance

The Company
Minneapolis, MN
16,649 Employees
On-site Workplace
Year Founded: 1894

What We Do

Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.

We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.

Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.

Learn how you can build your career at Ameriprise Financial.

*Ameriprise Financial Q2 2020 Statistical Supplement

All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.

By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.

Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.

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