Enterprise & Operational Risk Senior Analyst

Posted 9 Hours Ago
Be an Early Applicant
Irvine, CA
104K-166K Annually
Mid level
Fintech • Financial Services
The Role
The Enterprise Risk Management Senior Analyst at Capital Group provides risk management expertise to support operational functions, facilitating risk discussions, managing SOC 1 audits, and compliance activities. The role requires strong communication and organizational skills, alongside an ability to analyze data and improve control frameworks to enhance operational risk oversight.
Summary Generated by Built In

“I can succeed as an Enterprise & Operational Risk Senior Analyst at Capital Group.”

As an Enterprise & Operational Risk Senior Analyst in Global Risk Management (GRM), you will provide valuable risk management expertise related to and in support of CG’s core operational business functions through facilitation of both proactive and reactive risk management efforts. To thrive in this role, you’ve been successful in demonstrating in-depth knowledge of relevant business areas and working together with a team of associates responsible for a variety of risk management activities, all intended to identify and evaluate key risks and opportunities to strengthen the control environment.

 “I am the person Capital Group is looking for.”

  • You’ve had exposure to risk management, internal audit, and/or internal control techniques relating to an asset manager’s core operational business and/or technology functions.
  • You’ve facilitated risk directed discussions and operational event response processes with business areas to identify key risks and controls, to enable prompt event resolution, and to identify adequate control enhancements.
  • You’ve had experience with SOC 1 reporting/audits, Sarbanes-Oxley compliance, and other enterprise and operational risk management activities.
  • You have strong written and oral communication skills including experience preparing regular risk reports for executive management, committees and other stakeholders detailing relevant operational events, risk management activities and initiatives, and other related matters.
  • You’ve continually reviewed and evolved risk management frameworks in response to business and regulatory change.
  • You have strong planning, organization, and project management skills to exercise good judgement and have a process for managing competing priorities. You are comfortable when priorities shift, and you manage change with steadfast composure.
  • You work well with and through others on cross-functional and enterprise initiatives and apply intellectual curiosity and analytical skills to resolve matters of complexity and ambiguity independently while demonstrating sound judgement.
  • You’ve had experience in identifying and interpreting meaningful information by interrogating large amounts of data (i.e., data analytics), leveraging technology to help further strengthen control environments and support organizational risk oversight and governance.
  • You’ve learned how to build strong relationships with business partners providing broad risk management and technical expertise.
  • You are a dependable team player able to collaborate with colleagues regionally and globally.

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Southern California Base Salary Range: $103,977-$166,363

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In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.

You can learn more about our compensation and benefits here.

* Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.


We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.

The Company
HQ: Los Angeles,, CA
8,820 Employees
On-site Workplace
Year Founded: 1931

What We Do

Since 1931, Capital Group, home of American Funds®, has been singularly focused on delivering superior results for long-term investors using high-conviction portfolios, rigorous research and individual accountability. As of December 31, 2021, Capital Group manages more than $2 trillion in equity and fixed income assets for millions of individual and institutional investors.

Capital Group is a private firm that employs more than 8,000 associates and has offices in Europe, Asia, Australia and the Americas. For more than 90 years, our goal has remained the same: to improve people’s lives through successful investing.

*** We’ve been made aware of an employment scam fraudulently using Capital Group’s name. Please note: Capital Group currently does not offer 100% remote work positions. On average, the interview process can take one to three months to go from resume submission to offer. Financial transactions are never part of the job onboarding process. For your own cyber safety and security, if you suspect fraud, please do not respond to or interact with messages claiming to be from Capital Group. You can also contact [email protected] to verify a job opportunity. ***

For important legal information please click the company details website link: https://www.capitalgroup.com/us/landing-pages/linkedin-terms-of-use.html

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