Director - Regulatory Solutions

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

We are looking for a Director – Regulatory Solutions to represent Broadridge within the Luxembourg asset management and funds ecosystem, building senior relationships across Management Companies, fund administrators, depositories, and asset managers, while actively participating in ALFI working groups and industry forums.

This person will establish a strong in-market presence, enhance Broadridge’s visibility within the Luxembourg fund community, and provide strategic insight on regulatory developments and market opportunities. This is a senior, relationship-led, and commercially strategic role, ideally suited to someone with extensive experience in the Luxembourg asset management industry, a strong professional network across the local financial services community, and deep regulatory expertise.

Responsibilities

• Strengthen Broadridge’s presence and relationships across the Luxembourg financial services market.

• Build and maintain relationships with current and prospective clients in Luxembourg.

• Develop senior relationships across Management Companies, fund administrators, depositories, asset managers, and other key market participants.

• Monitor relevant regulatory and policy developments across Luxembourg and the wider EU landscape.

• Provide strategic insight to internal and external stakeholders on regulatory developments, industry changes, and market trends.

• Represent Broadridge with relevant industry organisations, including key Luxembourg and European associations and forums.

• Actively participate in ALFI committees, working groups, and other industry initiatives to support Broadridge’s market visibility.

• Develop expertise in Broadridge’s regulatory reporting solutions to support client-facing and commercial discussions.

Requirements

• 12–20+ years’ experience within the Luxembourg asset management or asset servicing ecosystem.

• Experience as a former senior professional at a ManCo, fund administrator, depository, asset manager, or regulatory advisory/consulting firm.

• Deep regulatory knowledge across some or all of PRIIPs, AIFMD, MiFID, and Solvency II.

• Strong track record of participation in ALFI committees or industry working groups.

• Well-established network and recognised presence within the Luxembourg fund industry.

• Strong understanding of Luxembourg fund structures, regulation, and the broader industry landscape.

• Demonstrated strength in relationship-building, stakeholder management, regulatory change impact awareness, and the ability to operate independently and represent the firm at senior industry level with a commercially strategic mindset.

• Fluent in English and French required, German would be an advantage.

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We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective. 

Use of AI in Hiring 

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.