Join us as a Controls Testing Manager, Risk & Control Framework policy
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In this role, you’ll support and be responsible for the delivery of the regular testing of key controls and files, and the completion of targeted control reviews for a franchise or function
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Working closely with the relevant business areas and other business controls teams, you’ll make sure that findings from reviews are escalated and robust action plans are agreed and driven forward with key stakeholders
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This highly collaborative role provides an opportunity to develop your skillset and raise your profile across the bank
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We're offering this role at associate level
What you'll do
We’ll look to you to ensure the timely completion of all appropriate risk issues, including driving forward appropriate action plans to close or mitigate operational risks, and drive clear improvements and enhancements to the testing approach. Accuracy will be key as you develop, maintain and complete key controls testing and targeted control reviews within agreed timescales and methodologies.
You’ll also assist with ensuring compliance with trading controls responsibilities, providing independent oversight and assurance of the supervisor responsibilities as defined in control procedure and guidance documents.
On top of this, you’ll be:
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Devising and undertaking first line of defence tests and reviews in accordance with agreed procedures
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Making sure that testing activity in the business has minimal impact on the teams involved
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Execute control testing for the respective business areas.
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Manage Risk Issues & Events as per EWMRF guidance.
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Support local compliance reporting, SOX attestations, QA’s, quarterly application review & 3rd party reviews.
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Support trainings run by Risk & Control team
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Ensure internal and external stakeholder satisfaction by delivering risk and control actions in a timely manner
The skills you'll need
To be successful in this role, you’ll need experience of working in a banking or wealth management environment and will demonstrate a good understanding of financial products as well as knowledge and experience of risk mitigation.
You’ll also bring:
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Excellent accuracy and attention to detail
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The ability to meet demanding deadlines
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Excellent communication and interpersonal skills
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The ability to work well as a team and on your own initiative
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A track record of working in continuous improvement environments
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Experience of key control checking and report writing
Hours
45
Job Posting Closing Date:
19/04/2025
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What We Do
We’re a business that understands when our customers and people succeed, our communities succeed, and our economy thrives. As part of our purpose, we’re looking at how we can drive change for our communities in enterprise, learning and climate.
As one of the leading supporters of UK business, we’re prioritising enterprise as a force of change. We’re focusing on the people and communities who have traditionally faced the highest barriers to entry and figuring out ways to remove these.
Learning is also key to our continued growth as a company in an ever changing and increasingly digital world. By setting a dynamic and leading learning culture, our people prosper, and our customers are given the tools to continue to improve their financial capability and confidence.
One of the biggest challenges we all face in our future is climate change. That’s why we’ve put it right at the core of our purpose. We want to champion climate solutions with financing and entrepreneurial support, fully embed climate into our culture and decision making, and be climate positive by 2025.
We’re committed to using our purpose to break down barriers, drive change and ultimately create a great place to work.
