The Role
The Compliance Officer will oversee marketing material approvals, advise on compliance risks, maintain documentation, and enhance compliance culture through training and audits.
Summary Generated by Built In
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Responsibilities:
- Review and approve marketing and client-facing materials, safeguarding fair, clear, and non-misleading communications across channels.
- Advise marketing, product, and legal teams on compliance risks, enabling confident, compliant campaign execution.
- Preserve a complete audit trail of marketing and client communication assessments to ensure traceability.
- Maintain robust documentation of monitoring outcomes to support audit readiness and transparent regulatory engagement.
- Maintain and update compliance policies and procedures to reflect evolving CySEC and EEA regulators’ standards and business needs.
- Assess compliance risks by contributing to monitoring programs and firm-wide risk evaluations.
- Deliver targeted staff training on conduct, communications, and marketing governance to embed strong compliance culture across the organisation.
- Enhance surveillance frameworks by identifying gaps and implementing improvements.
- Contribute to internal and external audits, strengthening Capital.com’s regulatory posture and operational transparency.
- Support compliance projects, action plans and thematic reviews
Requirements:
- CySEC Advanced certificate required.
- 3+ years in a CySEC regulated compliance role with strong understanding of regulatory frameworks, conduct, communication, and marketing rules.
- Bachelor’s degree in Law, Finance, Business, Economics or a related discipline.
- Ability to interpret regulatory requirements, communicate them clearly, and apply them practically in fast-moving trading environments.
- Experience partnering with cross-functional teams and guiding stakeholders with clear, confident compliance advice.
- Ownership-driven, adaptable, and resilient, with strong written and verbal communication skills with the ability to translate regulatory requirements into practical business guidance.
- Proven ability to manage multiple tasks and prioritize effectively.
- High attention to detail and strong organizational skills.
- Ability to work independently while contributing to a collaborative, fast-paced environment.
What you will get in return:
• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
• Annual Performance Bonus: Your hard work doesn’t go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health & Pension Benefits: From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
Top Skills
Compliance Policies
Cysec Regulatory Framework
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The Company
What We Do
Capital provides software that enables founders to raise, hold, spend, and send funds all in one place. Capital has evolved its flagship fundraising tool (formerly known as Party Round) to provide founders with banking solutions that streamline their startups.
