At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
As a member of the Private Banking Compliance team, you will act as a dedicated center of competence and Compliance contact for Intermediaries and Finders topics.YOUR CHALLENGEPerforming Intermediaries and Finders onboarding and periodic reviews, including detailed risk assessments and review of Know Your Intermediary (KYI) profiles
Supporting relationship managers and management in implementing, advising, and supervising Compliance matters related to Intermediaries and Finders
Conducting Anti-Money Laundering (AML) investigations when necessary
Reviewing local policies and procedures when required
Identifying and investigating serious cases of non-compliance
Collaborating with key stakeholders within and outside Compliance
Instilling a Compliance culture in employees to mitigate legal, regulatory, sanctions, and reputational risks
Supporting Compliance projects and following up on internal and regulatory audits
Providing training and training materials on Intermediaries and Finders, Compliance and AML topics
Support the team with Intermediaries and Finders related tasks as needed, including framework setting and methodology definition
Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject)
3-5 years of experience in Intermediaries (asset managers, family offices) Compliance and Risk Management, Audit, or Compliance functions
Knowledge of the Swiss regulatory environment, particularly AML regulations, and client documentation standards
Good knowledge of MS Office and a flair for IT
Strong personality with good organizational, operational, and communication skills
Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills
Proficient in writing concise assessments, with a strong sense of integrity and discretion
Independent, efficient, and meticulous work method, with solution-oriented thinking
Fluency in English, with additional languages being an advantage
We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.
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Skills Required
- Bachelor's degree in law, economics, business administration, or related field
- 3-5 years in Intermediaries Compliance, Risk Management, or Audit
- Knowledge of Swiss regulatory environment and AML regulations
- Proficient in MS Office
- Fluency in English and additional languages being an advantage
What We Do
The Julius Baer Group is present in over 60 locations worldwide, including Zurich (Head Office), Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, São Paulo, Shanghai, Singapore, Tel Aviv, and Tokyo. Social media terms of use: https://www.juliusbaer.com/en/legal/social-media/
