Compliance Manager

Greenlight is the leading family fintech company on a mission to help parents raise financially smart kids. We proudly serve more than 6 million parents and kids with our award-winning banking app for families. With Greenlight, parents can automate allowance, manage chores, set flexible spend controls, and invest for their family’s future. Kids and teens learn to earn, save, spend wisely, and invest. 

At Greenlight, we believe every child should have the opportunity to become financially healthy and happy. It’s no small task, and that’s why we leap out of bed every morning to come to work. Because creating a better, brighter future for the next generation depends on it.

We are expanding our compliance team at Greenlight and looking for a Compliance Manager who will report directly to our Chief Compliance Officer. This person will supervise a team of 1-3 persons and develop strong rapport with business counterparts and colleagues.

What you will be doing:

• Oversee elements of the Greenlight consumer compliance program to ensure regulatory requirements are addressed by marketing, product and business processes
• Participate in the regulatory change management process, which includes identifying regulatory changes, determining applicability, communicating with stakeholders, and tracking implementation
• Manage risk assessment process for the consumer compliance program, provide support during audits and regulatory examinations and ensure implementation of any resulting new policies and procedures
• Assist management with implementation of appropriate controls, policies and procedures to detect and address potential compliance gaps
• Work with Product to assess and implement new features, services, technologies and initiatives
• Oversee and manage the review and approval of marketing materials in accordance with compliance requirements, company policies, applicable regulations, and partner requirements
• Establish internal testing of consumer-facing screens, ensuring they remain in place as approved
• Refine and oversee processes for consumer complaint tracking, Reg E disputes, the onboarding of new tools
• Act as subject matter expert regarding company marketing and product compliance policies and procedures and provide guidance and training to company employees
• Partner with Legal and Privacy on creation and updates to consumer facing agreements, disclosures/disclaimers, consents, promotions, contests, and sweepstakes
• May serve as compliance liaison on various committees and projects representing the interest of the departments
• Ability to manage, coach, train, and mentor other compliance associates, even if not direct reports

What you should bring:

• Experience with prepaid card programs and/or fintechs in a consumer compliance role
• Familiarity with consumer protection regulations and agencies, including but not limited to Regulation E, FTC, UDAAP, CAN-SPAM, CFPB, EFTA, and ECOA
• Advanced skills in reviewing and editing written materials including policies, procedures, presentations, trainings, and testing reports
• Previous investment advisory compliance experience a plus, but not required
• Familiarity with Google Workspace/G Suite, compliance management tools

Qualifications:

• Strong attention to detail while maintaining the big picture
• Partner with other functional areas to accomplish objectives
• Ability to work on multiple projects concurrently and maintain deadlines in a fast-paced work environment
• Willingness to learn as the department and company grows
• Bachelor’s degree in business, finance, pre-law or other relevant field and six (6) years of experience in Compliance and/or the financial services industry or equivalent combination of education and experience

Work perks at Greenlight:

• Medical, dental, vision, and HSA match 
• Paid life insurance, AD&D, and disability benefits 
• Traditional 401k with company match and Roth IRA
• Unlimited PTO 
• Paid company holidays and pop-up bonus holidays 
• Mental health resources
• Professional development stipend
• 1:1 financial planners
• Fertility healthcare
• 100% paid parental and caregiving leave, plus cleaning service and meals during your leave
• Flexible WFH, both remote and in-office opportunities
• Fully stocked kitchen, catered lunches, and occasional in-office happy hours
• Employee resource groups

Our stance on salaries:

Greenlight provides a competitive compensation package with a market-based approach to pay and will vary depending on your location, experience and skill set. The total compensation package for this position will also include a discretionary performance bonus, equity rewards, medical benefits, 401K match, and more. Greenlight conducts continuous compensation evaluations across departments and geographies to ensure we are keeping our pay current and competitive.

The estimated base pay range for this position in (NY, CA, WA): $135,000- 150,000

The estimated base pay range for this position in (CO): $135,000- 140,000

Who we are:

It takes a special team to aim for a never-been-done-before mission like ours. We’re looking for people who love working together because they know it makes us stronger, people who look to others and ask, “How can I help?” and then “How can we make this even better?” If you’re ready to roll up your sleeves and help parents raise a financially smart generation, apply to join our team.

Greenlight is an equal opportunity employer and will not discriminate against any employee or applicant based on age, race, color, national origin, gender, gender identity or expression, sexual orientation, religion, physical or mental disability, medical condition (including pregnancy, childbirth, or a medical condition related to pregnancy or childbirth), genetic information, marital status, veteran status, or any other characteristic protected by federal, state or local law.