Compliance Manager

Posted 9 Days Ago
Be an Early Applicant
Greensboro, NC
Mid level
Financial Services
The Role
The Compliance Manager supports the Chief Compliance Officer by overseeing compliance programs, developing policies, conducting compliance testing and monitoring, educating employees, and supporting compliance in insurance operations. Responsibilities include implementing processes for legal compliance and executing projects to enhance compliance initiatives.
Summary Generated by Built In

With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potential. Our work is the catalyst that helps others achieve their goals. In short, We Enable Possibility℠.

The Compliance Manager is responsible for supporting the Chief Compliance Officer in maintaining and overseeing the Arch MI Compliance Program. Assists in the development and implementation of policies and procedures, performs compliance testing, assists/develops monitoring programs, develops and delivers training , and provides compliance support to insurance operations.

  • Implement and administer processes designed to maintain compliance with Federal and State laws and regulations on various compliance matters.
  • Conduct risk-based compliance testing and monitoring of multiple areas of the company’s business.
  • Develop and implement policies and procedures to help address key compliance risk areas; implement/oversee monitoring programs to detect potential instances of non-compliance.
  • Assist with compliance communications to educate employees about key compliance principles and initiatives.
  • Provide timely support to key business operations on compliance risk matters
  • Perform special projects, as needed, to support Compliance initiatives.

Knowledge & Skills:

  • Excellent organizational and negotiation skills.
  • Able to support, lead and effect transformational change efforts.
  • Verbal and written communication skills.
  • Attention to detail
  • Intuitive self-starter
  • Experienced with mortgage loan documentation and has a customer service orientation
  • Able to understand complex regulations and apply that understanding to the business.

Education & Experience:

Bachelor’s Degree preferred or equivalent experience.. Minimum 3 years’ experience in mortgage or insurance compliance or 5 years of related experience in mortgage loan underwriting, quality control, internal audit or similar disciplines. Compliance certification preferred. Strong project management, interpersonal, planning, organizational and decision making skills. Experienced in OFAC Sanctions Screening preferred, Financial Crimes (ACAMS) or Fraud Investigation (CFE) certifications are a plus.

Do you like solving complex business problems, working with talented colleagues and have an innovative mindset? Arch may be a great fit for you. If this job isn’t the right fit but you’re interested in working for Arch, create a job alert! Simply create an account and opt in to receive emails when we have job openings that meet your criteria. Join our talent community to share your preferences directly with Arch’s Talent Acquisition team.

14500 Arch U.S. MI Services Inc.

The Company
HQ: White Plains, NY
285 Employees
On-site Workplace
Year Founded: 2001

What We Do

Arch Capital Group Ltd. (Arch Capital or ACGL), a Bermuda public limited liability company, writes insurance and reinsurance on a worldwide basis through operations in Bermuda, the United States, Canada, Europe and Australia, with a focus on specialty lines. Arch Capital Services LLC is owned by ACGL and provides corporate, legal and other support services to Arch Capital.

ACGL provides insurance, reinsurance and mortgage insurance on a worldwide basis through operations in Bermuda, the United States, Canada, Europe, Australia and Hong Kong.

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