The Role
Lead design and scaling of Compliance & Ethics programs (anti-bribery, investigations, COI, eComms surveillance). Own eComms tooling onboarding, monitoring, intake/triage, investigations, governance reporting, and team development. Drive automation/AI adoption, manage policy and control builds, and escalate/resolution of material compliance issues across the organization.
Summary Generated by Built In
Who We Are
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.About the Opportunity What You’ll Be Doing What We Look For In You Nice to Haves Perks & Benefits
The Compliance & Ethics function at OKX oversees the policies, programs, and controls that protect the integrity of our people, operations, and business relationships. As OKX scales globally and expands its communication infrastructure, this function is building the systems and expertise to match that growth. In this role, you will become an expert in all facets of the Compliance & Ethics program — from investigation intake to surveillance operations — serving as a key operational and strategic partner to the Director and setting the compliance foundation for one of the world's leading crypto platforms.
- Lead the design and build of scalable compliance programs and controls across Anti-Bribery & Corruption, Investigations, Conflicts of Interest, and eComms surveillance — developing intake workflows, monitoring frameworks, and operational procedures that grow with the function
- Own and advance eComms surveillance controls and operational processes — including the onboarding and integration of new tools and platforms — ensuring comprehensive coverage across all approved employee communication channels
- Drive eComms surveillance program oversight — monitoring coverage, assessing performance, identifying systemic gaps, and escalating material issues to appropriate resolution
- Lead investigation intake processes, including triage, case documentation, and whistleblower report handling, coordinating with Legal and HR on escalated conduct matters and cross-functional compliance projects
- Lead COI monitoring and maintain full oversight of conflicts disclosures, flagging anomalies and driving escalations to resolution
- Identify and resolve complex compliance issues across program areas, develop practical solutions, and escalate with documented rationale
- Manage compliance workstreams — policy drafts, program assessments, control builds, and gap analyses — driving them to completion and proposing process improvements along the way
- Drive adoption of AI and automation to enhance review quality, reduce manual effort, and scale program coverage across compliance workflows
- Own governance reporting across the Compliance & Ethics function — including KPI/KRI tracking, and senior leadership updates
- Develop and guide team members across compliance workflows, program operations, and platform tools
- 6+ years of experience in compliance, surveillance operations, or legal at a financial services, fintech, or crypto firm
- Hands-on experience with eComms surveillance platforms
- Deep proficiency in compliance frameworks, policies, and regulatory requirements — you apply them independently and advise others
- Proven ability to build and scale compliance programs in a fast-moving environment with limited structure
- Strong operational instincts — you execute independently, drive complete projects, and keep programs moving without direction
- Ability to identify complex compliance issues and develop practical, risk-based solutions
- Track record of developing team members and elevating the work of those around you
- Strong written communication for case documentation, escalation reporting, and governance materials
- Experience in crypto or digital assets
- Experience with AI-assisted review workflows or compliance automation tools
- Exposure to regulatory requirements governing eComms surveillance — CFTC, FCA, MAS, ASIC, or equivalent
- Familiarity with internal investigations, COI monitoring, conflicts register management, or OBA review processes
- Prior experience in a compliance function being built or scaled from the ground up
- Competitive total compensation package
- L&D programs and Education subsidy for employees' growth and development
- Various team building programs and company events
- More that we love to tell you along the process!
OKX Statement:
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
- The salary range for this position is $143,000 - $214,000
- The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
Notice:
All official OKX vacancies are published on this website. While roles may appear on selected third-party platforms from time to time, information on other sites may be inaccurate or outdated. If in doubt, please apply directly through our official careers website.
Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
Skills Required
- 6+ years of experience in compliance, surveillance operations, or legal at a financial services, fintech, or crypto firm
- Hands-on experience with eComms surveillance platforms
- Deep proficiency in compliance frameworks, policies, and regulatory requirements
- Proven ability to build and scale compliance programs in a fast-moving environment
- Strong operational instincts and ability to execute independently
- Ability to identify complex compliance issues and develop practical, risk-based solutions
- Track record of developing team members
- Strong written communication for case documentation, escalation reporting, and governance materials
- Experience in crypto or digital assets
- Experience with AI-assisted review workflows or compliance automation tools
- Exposure to regulatory requirements governing eComms surveillance (CFTC, FCA, MAS, ASIC, or equivalent)
- Familiarity with internal investigations, COI monitoring, conflicts register management, or OBA review processes
- Prior experience in building or scaling a compliance function
OKX Compensation & Benefits Highlights
The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about OKX and has not been reviewed or approved by OKX.
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Fair & Transparent Compensation — Pay is considered competitive or above market, especially in engineering, product, and legal roles across major hubs. This positioning is consistently cited as a major attraction for candidates.
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Healthcare Strength — Role descriptions indicate comprehensive medical, dental, vision, life, and disability coverage, with employer-paid premiums in some cases. Health coverage is highlighted alongside core benefits like PTO and parental leave.
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Wellbeing & Lifestyle Benefits — Allowances for education and fitness, meal perks and snacks, team-building budgets, and structured learning programs are described across locations. These extras enhance the total rewards package beyond base pay.
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The Company
What We Do
Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX’s vision is a world of financial access backed by blockchain and the power of decentralized finance.
