Compliance Consultant

Posted 2 Days Ago
Be an Early Applicant
Hiring Remotely in United Kingdom
Remote
Mid level
Insurance
The Role
Provide FCA regulatory advice to partner brokers, conduct health-check and regulatory visits, assess compliance, monitor and update action plans, escalate non-compliance, and support brokers to meet regulatory obligations. Role requires regular regional travel and stakeholder communication.
Summary Generated by Built In

Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers.

Regional Compliance Consultant (North West)
Location: North West of England (Field Based / Remote)
Salary: Negotiable + Car Allowance + Benefits

Hedron are going from strength to strength, with some exciting plans ahead for further growth, wider services and more support for their Partner Brokers. They are now looking to strengthen their compliance team to continue to provide excellent service.

You’ll be one of the friendly faces of our compliance team, providing practical advice, guidance and where required assisting to make sure everything is running smoothly for our network members

Due to the nature of this role you’ll need to be comfortable being out and about seeing different people on a weekly basis and as such be able to drive due to some of the locations within this region not being supported by public transport.

The day to day:

  • Providing expert advice and guidance on the Financial Conduct Authority’s (FCA) regulation to network partner brokers.
  • Conducting health-checks visits to network partner brokers as specified in their business services agreements, in order to provide an assessment of their compliance with regulatory requirements.
  • Conducting regulatory based visits to network partner brokers to support the achievement of their regulatory obligations, recognising that the responsibility for compliance with regulatory requirements rests with the partner broker.
  • Monitoring the progress of compliance action plans resulting from the health checks, updating the action plan, and escalating to line manager and senior management team those network partner brokers who fail to deal with the issues identified appropriately.

What’s on offer:

  • A Negotiable basic salary + Car Allowance + a developing benefits package that will only continue to grow as we do
  • Support and funding for professional qualifications and personal development
  • A culture built on honesty, trust and putting clients first.
  • Some wonderful career opportunities as we continue to grow and develop the team further

About you:

  • A strong skill set that includes high level communication (written, verbal, video), stakeholder management, analytical, reasoning and IT Skills Ideally qualified to relevant level (Degree / CII Exams).
  • A solid understanding of FCA rules and procedures from either an Insurer or Broker background – due to the nature of this role prior compliance experience is essential.
  • A full driving licence – travel is to be expected with this role.


We are an Equal Opportunity Employer. We take pride in the diversity of our team and seek diversity in our applicants.

Skills Required

  • Prior compliance experience (broker or insurer background)
  • Solid understanding of FCA rules and procedures
  • High-level communication skills (written, verbal, video)
  • Stakeholder management skills
  • Analytical and reasoning skills
  • IT skills
  • Degree or CII exams
  • Full driving licence and ability to travel regionally
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The Company
HQ: Daytona Beach, FL
2,612 Employees
Year Founded: 1939

What We Do

At Brown & Brown, our guiding principles include building our team with the highest quality people and delivering innovative solutions and superior service. If you are a highly complex multinational company, an individual or anything in between, our experienced teams can help you view, analyze and purchase insurance efficiently. You will receive the personalized, dedicated service you deserve while leveraging the exceptional capabilities and peace of mind expected from a top brokerage to help protect what you value most.

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