Compliance Analyst (契約社員)

Posted 7 Days Ago
Be an Early Applicant
Tokyo
In-Office
Junior
Financial Services
The Role
Handle general administrative tasks, manage compliance documents, oversee employee compliance procedures, and coordinate monitoring-related activities.
Summary Generated by Built In

Responsibilities:

  • 一般事務・OA事務
  • 契約書、届出書類等の製本、押印、郵送、ファイリング
  • 登記簿謄本・印鑑登録証明書の取得
  • 社員入社時のコンプライアンス関連手続き
  • 社員による定期宣誓(Affirmation)状況の管理
  • 研修記録の管理
  • 当局、協会等からの新着情報等の管理
  • 各種モニタリング関連業務
  • その他の付随する業務

Qualifications:

  • 2年程度のアシスタント業務経験
  • コンプライアンス関連業務経験者優遇
  • 英語(ビジネスレベル)

Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact [email protected].

Learn about the Applicant Privacy Notice.

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The Company
HQ: New York, NY
2,667 Employees
Year Founded: 1939

What We Do

Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager. The firm manages a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity, real estate and hedge funds—on behalf of institutions, advisors and individual investors globally. With offices in 25 countries, Neuberger Berman’s diverse team has over 2,400 professionals. For eight consecutive years, the company has been named first or second in Pensions & Investments Best Places to Work in Money Management survey (among those with 1,000 employees or more). In 2020, the PRI named Neuberger Berman a Leader, a designation awarded to fewer than 1% of investment firms for excellence in Environmental, Social and Governance (ESG) practices. The PRI also awarded Neuberger Berman an A+ in every eligible category for our approach to ESG integration across asset classes.

For important disclosures: http://www.nb.com/linkedin

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