Compliance Analyst

Posted 2 Days Ago
Chicago, IL
In-Office
60K-90K
Entry level
Financial Services
The Role
The Compliance Analyst will perform data analysis for market surveillance, conduct investigations, and ensure compliance with regulations. This role requires strong analytical and writing skills, as well as the ability to work atypical hours.
Summary Generated by Built In
Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

About Us:
ForecastEx LLC (a subsidiary of IBKR) is a CFTC-regulated Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO) offering innovative derivatives products to a growing customer base. As a subsidiary of Interactive Brokers Group, we are committed to driving market innovation while maintaining strict compliance standards. Our team operates in a fast-paced, dynamic environment, constantly adapting to the evolving financial landscape.

Position Overview:
We are seeking a Compliance Analyst to join our growing team. In this role, you will use data analysis tools to assist with real-time surveillance and investigations of ForecastEx's markets. You will play a critical role in ensuring the integrity of our trading platforms and compliance with regulatory standards. As ForecastEx continues to grow, this position offers significant opportunities for career advancement and skill development.

Please note that this position requires working atypical hours. Analysts will work three 12-hour shifts per week, Friday through Sunday.

Key Responsibilities:

  • Perform data analysis as part of real-time surveillance of ForecastEx's markets
  • Conduct investigations, including research and writing of detailed investigative reports
  • Analyze various data sources to support the product development process and improve market offerings
  • Collaborate with cross-functional teams to ensure compliance with internal policies and external regulations
  • Stay informed on industry trends and regulatory updates

Qualifications:

  • Bachelor's degree or equivalent
  • Strong analytical and writing skills and attention to detail
  • Must be able to work overnight and weekend hours
  • Ability to work independently and manage time effectively in a fully remote setting
  • Must reside in one of the following states: IL, NY, CA, CT, DC, FL, MA, NC, TX, WI
  • Must pass a background check

Benefits:

  • Competitive salary
  • Full benefits package, including health, dental, vision, and 401(k) match (full-time only)
  • Opportunities for growth in a dynamic, expanding organization

Job Type: Full-time

Expected hours: 36 per week

Benefits:

  • 401(k) matching
  • Dental insurance
  • Flexible schedule
  • Health insurance
  • Paid time off
  • Vision insurance

Schedule:

  • 12-hour shifts
  • Holidays
  • Overnight shift
  • Weekends

This role's anticipated base salary range is $60,000 to $90,000 annually based on skills and experience. The offered salary is just part of the total compensation package. In addition to a competitive salary, the company offers both a discretionary cash bonus and stock award as well as a wide range of benefits, including health care, tuition reimbursement and much more.

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The Company
HQ: Greenwich, CT
2,441 Employees

What We Do

Rated #1 Best Online Broker in 2022 for 5 consecutive years by Barron's.

Interactive Brokers Group (Nasdaq: IBKR) and its predecessor companies have been building trading technology for over 44 years. Interactive Brokers Group’s consolidated equity capital exceeds $10 billion.

Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools.

Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com

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