Compliance Analyst

Posted 8 Days Ago
Home, KS
Entry level
Financial Services
The Role
The Compliance Analyst reports to the Electronic Communications Team, ensuring compliance with company policies across agent and client communication. Responsibilities include monitoring electronic communications, maintaining knowledge of product lines, and adapting to regulatory changes while managing multiple tasks effectively.
Summary Generated by Built In

Join Our Team

In 2022, the Atlanta Journal-Constitution named Primerica one of the best places to work for the ninth consecutive year. Also in 2022, Primerica was named one of the Best Employers for Diversity by Forbes for the second consecutive year. Forbes also named Primerica as one of America’s best Insurance companies for 2022. Primerica ranks 6th among 25 companies included in the Term Life Insurance category. Over the past seven years Primerica has consistently been voted Best Employer by Gwinnett Magazine in its special "Best of Gwinnett" winner editions. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.


About this Position

The Compliance Analyst works on the Electronic Communications Team and is responsible for monitoring agent and client electronic communications to ensure that all compliance policies are adhered. The position maintains knowledge and understanding of all product lines offered and company policies regarding mutual fund, variable annuity, and life insurance and loan businesses. 

Responsibilities & Qualifications

Knowledge, Skills, and Abilities:

  • Bachelors’ Degree or equivalent experience in the financial services industry
  • SIE, Series 6 & Series 26 licenses required (or obtained with a Learning Agreement)
  • Fundamental understanding of industry regulations
  • Excellent PC skills
  • Strong ability to communicate effectively both verbally and in writing and possess excellent interpersonal skills
  • Strong leadership and analytical skills
  • Strong organizational skills, including the ability to manage multiple tasks and projects simultaneously and meet deadlines
  • Ability and willingness to learn new skills related to the successful achievement of departmental goals
  • Ability to adapt to changes in rules/procedures easily
  • Ability to self-motivate and work in an inter-dependent team environment
  • Ability to recognize legal and regulatory issues affecting the liability of the Company
  • Ability to meet daily goals
  • Bilingual is a plus

This is a hybrid position.

The estimated salary range for this role is: 60K

#LI-ND1

FLSA status:
This position is exempt (not eligible for overtime pay):

YesOur Benefits:

  • Day one health, dental, and vision insurance

  • 401(k) Plan with competitive employer match

  • Vacation, sick, holiday and volunteer time off

  • Life and disability insurance

  • Flexible Spending Account & Health Savings Account

  • Professional development

  • Tuition reimbursement

  • Company-sponsored social and philanthropy events

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

Top Skills

Series 26
Series 6
Sie
The Company
HQ: Duluth, GA
16,799 Employees
On-site Workplace
Year Founded: 1977

What We Do

Primerica is a leading financial services company in North America, with more than 2,000 corporate employees who support more than 129,000 licensed independent representatives providing financial education and offering financial products and services to their clients. Primerica has been operating for more than 40 years and is publicly traded on the New York Stock Exchange (NYSE) under the symbol "PRI."

Primerica’s focus is on serving the needs of middle-income consumers by providing products such as term life insurance, mutual funds, annuities, and more. In addition to the products and services we offer, Primerica also offers entrepreneurial-minded individuals the opportunity to build their own financial services business. More information about Primerica's Business Opportunity can be found on www.primericabusinessopportunity.com.

Headquartered in Duluth, Georgia, Primerica operates throughout the U.S., Canada, and the territories of Puerto Rico and Guam. We believe financial security should be possible for everyone, so we strive to meet families where they are today and help them be better prepared for their future.

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