Compliance Analyst

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Compliance Analyst – Core Compliance Group

At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client’s financial well-being.

If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you

Join us as a Compliance Analyst

Brown Brothers Harriman is currently recruiting Compliance Analyst to join our Core Compliance Group in Krakow. In this role you will primarily handle electronic communications review of LOB e-communications for potential Compliance issues including, complaints, information barriers, Outside Business Activities, use of unapproved devices, etc. and HR related reviews (i.e., unprofessional conduct). In addition, the individual will assist in the review of OFAC sanction screening of BBH personnel.

Some of your key responsibilities include:

• Act as the primary reviewer of e-communication monitoring, escalate and coordinate with LOB Risk Mangers and Compliance Advisory Officers when necessary.
• Follow-up on any escalations reported pursuant to communications reviews.
• Weekly and monthly review of communication alert volume and aging metrics.
• Perform OFAC sanction screening of BBH employees.
• Monitor and respond to inquiries received into the AskCompliance mailbox.
• Assistance the Core Compliance department with ad hoc projects as needed

Qualifications:

• BA or BS degree
• At least 2 years regulatory compliance experience
• Experience with e-mail surveillance in a prior position would be a strong asset
• High proficiency in written and spoken English
• Familiarity with electronic communications retention and surveillance requirements
• Excellent organizational skills and attention to details
• Ability to balance multiple priorities

What We Offer:

• A collaborative environment that enables you to step outside your role to add value wherever you can
• Direct access to clients, information and experts across all business areas around the world
• Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm
• A culture of inclusion that values each employee’s unique perspective
• High-quality benefits program emphasizing good health, financial security, and peace of mind
• Rewarding work with the flexibility to enjoy personal and family experiences at every career stage
• Volunteer opportunities to give back to your community and help transform the lives of others