Job Description and Responsibilities
- Manage multiple queues of real-time transaction and reference data alerts against sanctions/PEP/negative news watch lists administered by U.S. and international regulatory bodies.
- Perform complex case investigations sourcing data from multiple unrelated venues, including proprietary and open sources.
- Draft reporting summaries for internal management and external regulatory audiences.
- Design, source and produce reporting metrics across multiple workflows and decision queues.
- Process review and enhancement related to the referral, escalation, and resolution of AML alerts in region and globally as required.
- Contribute new ideas related to AML screenings.
Qualifications
- Bachelor's degree or higher with a major or concentration in Finance, Economics, Accounting, Information Systems, etc.
- 3-5 years of experience related to AML & Sanctions Compliance in financial services or other relevant industries.
- Strong knowledge of International AML & Sanctions regimes
- Knowledge of Financial Crime Risk policies, Sanctions, AML and procedures
- Experience gained in a leading broker, bank, regulator or professional services firm
- Awareness of financial market trading products
- An additional foreign language would be advantageous (e.g., German, French, Spanish, Chinese)
- Understanding of how technology is applied to business and regulatory issues.
- Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
- Excellent writing and oral communication skills.
- AML certification, such as ACAMS, CFE, or CFCS, is a plus.
- Good knowledge and experience with office tools like MS Outlook, MS Word, MS Excel, etc.
Company Benefits & Perks:
- Competitive salary package.
- Performance-based annual bonus (cash and stocks).
- Hybrid working model (3 days office/week).
- Group Medical & Life Insurance.
- Modern offices with free amenities & fully stocked cafeterias.
- Monthly food card & company-paid snacks.
- Hardship/shift allowance with company-provided pickup & drop facility*
- Attractive employee referral bonus.
- Frequent company-sponsored team-building events and outings.
* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
What We Do
Rated #1 Best Online Broker in 2022 for 5 consecutive years by Barron's.
Interactive Brokers Group (Nasdaq: IBKR) and its predecessor companies have been building trading technology for over 44 years. Interactive Brokers Group’s consolidated equity capital exceeds $10 billion.
Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools.
Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com
