Job Purpose:
BTIG seeks an Associate to join the Cash Equities Operations team. In this role, the ideal candidate will be supporting a broad range of cash equities business - PT, DMA and the High Touch desk, as well as handling account opening and trade life cycle processing.
Duties & Responsibilities:
- Coordinate between Operations, Sales, and Compliance teams to ensure timely and efficient onboarding of new clients
- Perform daily activities relating to client account opening, trade booking, reconciliation and ensure all daily activities and controls are completed on a timely manner
- Trade allocation and confirmation generation to clients
- Monitor and follow up unmatched trades and fail management
- Work closely with Finance team for client’s payments
- Participate in projects, change initiatives and office administration
- Drive the implementation of a front to back model to improve client experience and operational efficiency
Requirements & Qualifications:
- Bachelor’s degree
- 3-5 years of experience in securities products, an operations background and client facing experience is preferred
- Understanding of the trade life cycle, including onboarding
- Ability to work both independently and in a collaborative environment
- Self-motivated approach to work with a high work ethic and superior attention to detail
- Excellent written and verbal communication skills
- Must work collaboratively, explain and challenge as appropriate
- Problem solving skills to identify, understand and address operational and technical issues
Important Notes:
- Must be authorized to work in Hong Kong
- Resumes must be included with your application in order to be considered
About BTIG:
BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. With an extensive global footprint and more than 700 employees, BTIG, LLC and its affiliates operate out of 20 cities throughout the U.S., and in Europe, Asia and Australia. BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income, currency and commodities. The firm’s core capabilities include global execution, portfolio, electronic and outsource trading, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. BTIG is an equal opportunity employer Minorities/Females/People with Disabilities/Protected Veterans/Sexual Orientation/Gender Identity.
Disclaimer: https://www.btig.com/disclaimer.aspx
What We Do
BTIG is a global financial services firm specializing in institutional trading, investment banking, research and related brokerage services. Located throughout the U.S., and in Europe, Asia and Australia, our professionals leverage their expertise to service clients at every stage of the investment lifecycle. Fueled by our passion to help maximize results for our institutional and corporate clients, BTIG offers personalized multi-asset class execution, expertise and insights worldwide across equities, equity derivatives, ETFs, fixed income, futures, commodities, foreign exchange, interest rates, credit, and convertible and preferred securities. The firm’s core capabilities include global sales, portfolio, electronic and outsource trading, transition management, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.
With a team of seasoned industry experts, BTIG provides end-to-end solutions for a diverse global client base. As we look to unlock value and propel growth for clients, we are consistently capturing market share year after year. Committed to excellence, we are proud of our rich history of designing solutions that help our clients achieve their objectives.
For more information about BTIG, please visit www.btig.com.
Member of FINRA and SIPC.
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