Cash Equities Middle Office - Client Service Asst Vice President

Posted 2 Days Ago
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Manila, First District NCR, National Capital Region
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As an Assistant Vice President in Cash Client Service Middle, you will manage operational issues for clients, reconcile various office systems, produce reports for management, ensure compliance, and drive process improvements.
Summary Generated by Built In

Job Description
As an Assistant Vice President for APAC Cash Client Service Middle, you will part of the team comprises of business-aligned support teams for the sales activities in Asia across Single Stocks, Program Trading, and Electronic Client Solutions.
Job summary:
The business covers global flows for Asian clients. Trade Support team manage the market risk activity supporting Agency as well as GAT trading while the Client Services team is responsible for supporting client activity from an operational perspective and maintaining stringent controls in daily sales activities. The team comprises of client services representatives who support a range of transactional support, client relationship management, and controls. Products coverage are Derivatives, Cash equity, convertible bonds, stock borrow and loan, depositary receipts and etc.
Responsibilities:

  • Serve as first point of contact for clients on all operational issues including allocation, pre-match, settlement and post settlement events and Front office trading and Sales queries.
  • Support Asia clients trading global markets.
  • Reconciles front office, middle office and back office systems to ensure data capture accuracy and completeness.
  • Ensures all transactions are correctly captured in booking systems, risk management and downstream systems and escalate issues for any urgent matters or assistance
  • Produces time sensitive reports with actionable data to Front Office, Middle Office or Back Office for break resolutions and detailed business control metrics to management on a daily basis
  • Liaise with client onboarding and reference data team to setup accounts internally and trade support team to identify and fix exceptions.
  • Ensure the Sales and Trading are in compliance with rules and regulations in various local jurisdictions.
  • Continuously participate in projects involving; new product rollout, new system implementation, process improvements, etc.
  • Take ownership of work, problems, clarify issues / objections, and ensure data integrity, accuracy and completeness


Required qualifications, capabilities, and skills:

  • 5 years of working experience in Trade Support with 3 years of experience in Cash Equity / Derivatives Trade Support
  • Knowledge of Equities, Bonds, and Equity Swap products and relevant process flows is necessary
  • In-depth experience with equity products and global markets, including rules and regulations familiarity preferred
  • Understand the key elements of other infrastructure groups (i.e. Finance, Market risk, Credit risk, Operational risk, Legal, Collateral etc.) and recognize the impact of the actions of the Trade support team on these areas
  • Excellent communication skills; fluency in English required. Individual should have been in a role that required daily and extensive communication directly with FO Sales & Marketing groups
  • Attention to details and sense of ownership
  • Great team player able to work in a pressurized and changing environment
  • Possess strong analytical and numerical skills
  • Strong problem-solving, control, and project management skills


Preferred qualifications, capabilities, and skills

  • Derivatives Regulatory knowledge is a plus, i.e. Dodd Frank, EMIR
  • Strong technical skills, especially in Excel and VBA is a plus


About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

Top Skills

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VBA

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
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Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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