The Role
Perform branch operations audits per plan and standards, assess risks and control weaknesses, report findings with recommendations, document workpapers in TeamMate, validate remediation, perform regulatory/control testing, and support project or data-analytics tasks as assigned.
Summary Generated by Built In
- Carry out audit assignments (primarily relating to bank branch operations) according to audit plan, applicable standards and regulatory requirements.
- Assess the risks and control weaknesses of the areas audited and provide suitable recommendations/solutions.
- Report control weaknesses, risk implications and provide value-add recommendations for improvement.
- Ensure documentation/working papers are accurately and appropriately developed, TeamMate is used effectively and that internal audit standards are met in carrying out all audit assignments.
- Follow up on outstanding audit recommendations and perform validation of implemented recommendations.
- Carry out any other responsibilities/tasks as assigned by the CA Department Head or Section Head from time to time, which may include project work or data analytics.
- Carry out regulatory audits and controls testing on work related to reg breaches and required to execute the audit plan approved by the Audit Committee i.e. timely completion and coverage of risk.
- Ensure compliance with relevant regulatory requirements and adherence to the Group & GCAD P&P (Note: For Team Leader role, to manage all aspects of audit assignments, including providing supervision and guidance to team members as well as on-the-job training).
Skills Required
- Carry out audit assignments for bank branch operations according to audit plan and regulatory requirements.
- Assess risks and control weaknesses and provide actionable recommendations.
- Prepare accurate documentation and working papers and use TeamMate effectively.
- Perform regulatory audits and controls testing related to regulatory breaches.
- Follow up and validate implementation of outstanding audit recommendations.
- Support project work or data analytics tasks as assigned by CA Department or Section Head.
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The Company
What We Do
CIMB Group is a leading ASEAN universal bank, one of the largest Asian investment banks and one of the world's largest Islamic banks. We are headquartered in Kuala Lumpur, Malaysia and offer consumer banking, commercial banking, wholesale banking, Islamic banking, and asset management products and services. As the fifth largest banking group in ASEAN, we have over 36,000 staff in 16 locations across ASEAN, Asia and beyond. CIMB Bank and CIMB Islamic Bank are members of PIDM.
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