Auditor - Financial Audit

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Perform the following with supervision from a designated audit project manager:

• Assess risks and internal controls by identifying areas of non-compliance; evaluating manual and automated processes; identifying process weaknesses and inefficiencies and operational issues.
• Review processes and practices enterprise-wide to ensure the use of compliant practices, procedural efficiency, and accuracy.
• Map risks and controls that could adversely impact business results or weaken control levels.
• Interact with senior and middle management, as well as internal and external peers.
• Develop audit programs ensuring complete coverage and analysis of assigned areas.
• Successfully complete audit assignments in a timely and efficient manner.
• Communicate audit progress and findings by providing information in status meetings, highlighting unresolved issues in a timely manner.
• Prepare audit reports and review findings with Corporate Audit management and audit clients. 
• Develop and communicate recommendations, which resolve or prevent errors and enhance controls within the audited entity.
• Conduct preliminary surveys of audit areas to assess risk and define scope; prepare planning memos; Audit Engagement Kick-Off and Exit Meeting presentations.
• Develop audit programs and planning documents ensuring complete coverage and analysis of assigned areas.
• Prepare and assemble work papers by documenting audit tests and findings.
• Follow up and report on the status of outstanding audit recommendations from prior audits.
• Assure that all work is performed according to IIA Standards.
• Perform audits with moderate to high complexity and special reviews as requested.
• Use appropriate data analytic and statistical tools and techniques to analyze a variety of data sources.

Experience:

• 1 to 3 years related Finance or Audit experience
• Bachelor’s degree required in Accounting, Business, Economics or related; MBA or equivalent preferred

Broadridge associates helped us envision our Connected Workplace - a work model that allows associates around the globe, dependent upon their role responsibilities, to take advantage of the benefits of both on-site and off-site work to support our clients, one another, and the communities where we live and work. Our Connected Workplace is grounded in the concept of FACS: Flexible, Accountable, Connected, and Supported, which is our commitment to our associates. FACS supports our strong culture and allows us to achieve business goals while supporting meaningful work-life integration for our associates.
We are dedicated to fostering a diverse, equitable, and inclusive environment and committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates can only do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates diversity in all its dimensions.

Disability Assistance

We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued, and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression, and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, military or veteran status, and other protected characteristics protected by applicable federal, state, or local laws. US applicants: Click here to view the "EEO is the Law" poster.

If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to [email protected].