- Conduct quality reviews of audit engagements, reports, and working papers to ensure compliance with audit methodology and professional standards.
- Assess and monitor the adequacy, consistency, and completeness of audit documentation and reporting, driving continuous improvement.
- Coordinate regulatory submissions, inspections, and information requests, ensuring timely and accurate reporting.
- Monitor regulatory developments and align Internal Audit policies and methodologies with applicable requirements.
- Maintain regulatory records and provide periodic updates to senior management, the Audit Committee, and the Board.
- Drive continuous improvement initiatives in audit processes, methodology, and documentation standards.
- Ensure timely submission of regulatory reports, returns, and information requests.
- Produce audit quality scores, assessment reports, and Internal Audit MIS dashboards.
- Monitor regulatory compliance and governance, providing regular reports to stakeholders.
- Strong understanding of Internal Audit methodologies, IIA Standards, and banking regulations.
- Knowledge of RBI guidelines, regulatory reporting, and governance requirements.
- Excellent analytical skills, with proficiency in report writing and stakeholder management.
- Proficiency in MIS reporting, data analysis, and audit management tools.
- Experience in the banking industry, with a focus on Internal Audit or regulatory compliance.
- Ability to work independently and manage multiple tasks simultaneously.
- Excellent communication and interpersonal skills, with a collaborative approach.
- Strong attention to detail and a commitment to maintaining high standards of quality.
- Ability to work effectively in a fast-paced, dynamic environment.
- A bachelor's degree in a relevant field, such as finance, accounting, or business administration.
Skills Required
- Strong understanding of Internal Audit methodologies, IIA Standards, and banking regulations
- Knowledge of RBI guidelines, regulatory reporting, and governance requirements
- Excellent analytical skills, report writing, and stakeholder management
- Proficiency in MIS reporting, data analysis, and audit management tools
- Experience in the banking industry, particularly Internal Audit or regulatory compliance
- Ability to work independently and manage multiple tasks simultaneously
- Excellent communication and interpersonal skills with a collaborative approach
- Strong attention to detail and commitment to high quality standards
- Ability to work effectively in a fast-paced, dynamic environment
- Bachelor's degree in finance, accounting, business administration, or a related field
What We Do
About Kotak Mahindra Group: Established in 1985, the Kotak Mahindra Group is one of India’s leading financial services conglomerates. In February 2003, Kotak Mahindra Finance Ltd. (KMFL), the Group’s flagship company, received a banking license from the Reserve Bank of India (RBI). With this, KMFL became the first non-banking finance company in India to become a bank – Kotak Mahindra Bank Limited. The consolidated balance sheet of Kotak Mahindra Group is over 1 lakh crore and the consolidated net worth of the Group stands at 13,943 crore (approx US$ 2.6 billion) as on September 30, 2012. The Group offers a wide range of financial services that encompass every sphere of life. From commercial banking, to stock broking, mutual funds, life insurance and investment banking, the Group caters to the diverse financial needs of individuals and the corporate sector. The Group has a wide distribution network through branches and franchisees across India, and international offices in London, New York, California, Dubai, Abu Dhabi, Bahrain, Mauritius and Singapore. For more information, please visit the company’s website at http://www.kotak.com
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