Our client is a premier retirement management practice that goes beyond just managing investments. Through comprehensive planning, they serve as guides for their clients as they begin to unwind their hard-earned retirement savings. This firm is a top-tier practice, managing over a billion in assets. The level of care and the services they provide leave their clients feeling secure and ready for the future. Their core values are integrity, accountability, and courage.
They are seeking to add an Investment Associate to their inclusive and fun working environment with room for growth and advancement. They place a high value on team culture and take pride in the special environment they have created together.
They offer a competitive benefits package, work from home flexibility and amazing team events and outings.
Responsibilities
- Executing buy and sell orders, rebalancing, and maintaining asset allocation in Envestnet.
- Following up and resolving all trade-related issues
- Preparing and processing all paperwork needed for investment/advisory accounts.
- Executing, monitoring, and following up on asset transfers as well as initial and subsequent funding of advisory accounts
- Discussing potential rollover opportunities from other retirement plans
- Processing proposal amendments, monitoring alerts and annual reviews in Envestnet.
- Monitoring holdings for program eligibility in advisory accounts
- Participating in client meetings for financial or investment plan development or presentation
- Corresponding with clients to manage advisory related service issues.
- Explaining advisory products or advisory performance to existing clients
- Executing and monitoring asset movement in accounts
- Discussing and understanding tax consequences with clients
- Running performance reports in Envestnet, Morningstar, Ycharts, and NMCIR
Qualifications
- Bachelor’s Degree in business, finance, and/or related field
- SIE, Series 7 and 66 preferred (or must acquire within first 90 days)
- 2-5 years financial planning experience
- Extremely client-focused, initiative-taking, “what more can I do?" approach.
- Ability to work independently, as well as part of team, and actively contributing to the group to complete tasks, meet goals or manage projects.
- Encompasses effective people skills to collaborate with team members.
What We Do
Based in Northern California’s wine country, our consulting firm believes that if your employees truly are your best asset, then the quickest way to grow your business is to get better at getting (and keeping) better people.
We offer turnkey solutions that leave our clients with a repeatable process in place so that value continues to be created even after the retainer ends. Our ideal clients are small to medium businesses that know they can improve their talent acquisition and retention strategies, but they just don’t know where to begin.
