Assistant Manager, Credit Risk Management, Risk

• Experiences with Security Financing business, Wealth management business and Future business, especially on the model of rule base stock margining, commodity margin , Portfolio Stress, Force liquidation etc.

• Familiar with credit risk management for various financial products, including Equity, Stock future, Stock option, Commodity future, Commodity option, SBL, Leveraged Note, ELN,FCN etc..

• Responsible for credit files and write ups, review client credit limit applications and make appropriate recommendations to senior management for higher approval

• Review and assess credit exposures deriving from client’s portfolio and transactions

• Review and assign appropriate internal credit rating

• Prepare daily credit reports and quarterly risk committee report. Monitor client ‘s credit exposures and resolve issues when exceptions occur and properly escalate to senior team members as necessary

• Monitor for adverse news/information which could potentially deteriorate counterparty / client credit quality

• Support system UAT testing and ad-hoc requests from business and clients etc.

• 4-6 years of relevant credit risk management experience in Brokerage / Financial institution

• Master  Degree holder in Finance, Business or related discipline

• Possess good knowledge of financial products (i.e. Equities, Futures & Options, Commodity )

• Sound understanding of credit risk management, able to identify relevant exposures from different products

• Experienced with credit review and write-ups

• A good team player, quick learner, self-motivated with strong sense of responsibility and discipline

• Proficient in Macro/SQL/Python

• Good command of written and spoken English, Chinese (Mandarin and Cantonese)

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