• Review and understand various applicable regulatory compliance regulations, interpret the requirements and verify policies, procedures, files and transactions for compliance. • Responsibilities include analysis, problem solving and testing sample of work of others for compliance with underlying regulations and policies and procedures. • Deliver high-quality work product and assist other team members within the service line. • Adhere to the work plan defined by the Senior/Manager. • Participate in calls with the onshore (US) team to discuss team progress, quality and productivity. • Support the team in providing other compliance related services to financial services and other industry clients as required.
Essential Qualifications and Experience
• Master's or bachelor's degree in accounting or finance (M. Com/B. Com/MBA) • Prior experience of working with Major Banks of US would be a plus. • Minimum 5 years of experience in the banking industry. Experience and knowledge of Customer Due Diligence, Know Your Customer/Customer Identification Program, Suspicious Activity Reports and related areas is desirable.
• Prior experience of Working in reviewing and interpreting regulations, policies and procedures in areas such as Bank Secrecy and Anti-Money Laundering laws and other banking related regulations and verifying compliance with these requirements. • Prior experience of working with overseas teams is desirable.
Skills & Abilities
• Good spoken and written English • Self-motivated and detail-oriented • Strong desire and capacity to learn • Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.• Able to generate quality work products in a timely manner with strong attention to detail • Able to communicate well with team members across US and India. • Ability to grasp new things quickly • Team player with good interpersonal and communication skills • Good knowledge of Microsoft Excel, Word and Adobe.
Top Skills
What the Team is Saying
What We Do
Wipfli is an advisory firm that delivers holistic solutions to help clients navigate the modern marketplace, optimize performance and drive growth. Our more than 3,000 full-time associates deliver digital, people, strategy, risk, financial and outsourcing solutions to 54,000+ clients.
"Wipfli" is the brand name under which Wipfli LLP and Wipfli Advisory LLC and its respective subsidiary entities provide professional services. Wipfli LLP and Wipfli Advisory LLC (and its respective subsidiary entities) practice in an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP is a licensed independent CPA firm that provides attest services to its clients, and Wipfli Advisory LLC provides tax and business consulting services to its clients. Wipfli Advisory LLC and its subsidiary entities are not licensed CPA firms.
Why Work With Us
At Wipfli, people count.
Our people are core to everything we do — the catalyst behind our ability to create exceptional impact and extraordinary results. We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path. And we seek feedback openly, from all.
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Hybrid Workspace
Employees engage in a combination of remote and on-site work.
Freedom to work from anywhere! Wipfli takes a flexible approach in allowing employees to choose to be remote, hybrid, or in-office.
