Analyst, Global Compliance Regulatory Change

Posted Yesterday
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Manila, Metro Manila, National Capital Region, PHL
Hybrid
Mid level
Artificial Intelligence • Cloud • Fintech • Information Technology • Analytics • Financial Services • Cybersecurity
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The Role
Review global regulatory change notifications, determine applicability, manage impact assessments, maintain regulatory inventory and project tracking, support compliance management applications, communicate with stakeholders, analyze data, and implement process improvements.
Summary Generated by Built In

About Northern Trust


As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.


Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.


With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.


Major Duties:

  • Reviews internal/external regulatory change notifications from Global regulators for initial determination of applicability, rationalization, and to assign next steps

  • Communicates with stakeholders to facilitate information flow, assign next steps, and document rationale

  • Manages impact assessment process, which includes assignment, review, and reporting; provides due diligence oversight of global impact assessment process.

  • Compiles and maintains project tracking for Compliance governance committee reporting and to identify/escalate issues

  • Contributes to the maintenance of internal regulatory inventory as it pertains to regulatory change

  • General support of the internal Compliance Management application that facilitates regulatory change, including maintaining training materials and recommending procedural/system changes, and support of the larger enterprise regulatory change framework

  • Works on special projects, advise on and implement process efficiencies

  • Gathers and analyzes data to identify and solve complex problems that arise with little or no precedent

  • Impacts own team and other teams whose work activities are closely related; suggests improvements to existing processes and solutions to improve the efficiency of the team

Knowledge:

  • Familiarity with law and regulation hierarchy/structure and global regulators, with interest in continued development

  • Comfort managing a large amount of data that would translate to oversight of a regulatory inventory and related processes

  • Experience using an array of applications including Excel, database, and reporting applications (automated workflow familiarity a plus) with the ability to continue to improve and refine skills independently

  • Analytical and communication skills required to analyze and summarize information

  • Flexibility and organizational skills required to address a variety of tasks and coordinate multiple compliance activities

  • Process efficiency comprehension, collaborative nature, and advanced attention to detail

  • Requires advanced or specialized skills and expertise in a range of processes, procedures and systems

  • Understands how related teams coordinate their efforts and resources to achieve objectives

  • Exchanged ideas and information effectively with others outside of own team and evaluates and communicates unusual and/or complex content in a clear manner

Experience:

  • A College or University degree and/or relevant proven work experience is required

  • 3-5 years related experience


Working with Us


As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.


Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.


Reasonable Accommodation


Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [email protected], or alternatively you can discuss your individual requirements with the recruiter you are working with.


About Our Manila Office


The Northern Trust Manila office celebrated a decade of excellence in 2024. Through agility, resiliency, innovation, and excellence, they have evolved into a dynamic hub with diverse capabilities and a thriving workforce of over 1,200 - driving meaningful impact and sustainable growth. Learn more.

Skills Required

  • College or University degree and/or relevant proven work experience
  • 3-5 years related experience
  • Familiarity with law and regulation hierarchy/structure and global regulators
  • Experience using Excel, databases, and reporting applications
  • Familiarity with automated workflow systems
  • Strong analytical and communication skills
  • Ability to manage large amounts of data and maintain regulatory inventory
  • Flexibility, organizational skills, and advanced attention to detail
  • Advanced or specialized skills and expertise in processes, procedures, and systems

Northern Trust Compensation & Benefits Highlights

The following summarizes recurring compensation and benefits themes identified from responses generated by popular LLMs to common candidate questions about Northern Trust and has not been reviewed or approved by Northern Trust.

  • Retirement Support A 401(k) with company match alongside an employer‑funded defined‑benefit pension is highlighted in employer‑verified materials and filings, setting the retirement package apart from many private employers.
  • Leave & Time Off Breadth PTO is portrayed as solid overall, and two paid volunteer days per year are clearly documented across corporate materials.
  • Parental & Family Support Company sources and postings reference paid parental and caregiver leave and recent enhancements to parental benefits, indicating meaningful family support within the package.

Northern Trust Insights

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The Company
HQ: Chicago, IL
24,000 Employees
Year Founded: 1889

What We Do

As a global leader in innovative wealth management, asset servicing and investment solutions, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families and institutions by remaining true to our enduring principles of service, expertise and integrity. A globally recognized Fortune 500 Company in continuous operation since 1889, we’ve built a legacy of empowering clients to reach their goals with confidence. Since our roots as a trust bank, we’ve grown to a global presence with more than 24,000 employees in more than 20 countries and across six core business units: Wealth Management Asset Management Asset Servicing Technology Corporate Functions Enterprise Operations Join a Team That’s Achieving Greater At Northern Trust, we refer to our employees as partners – with good reason. We understand that relationships are the key to our success. Here you’ll join a diverse and inclusive team of innovators with the drive to challenge the way things have always been done. Instead of choosing between a dynamic career and work-life balance, enjoy working with a team that supports your goals in the office and at home. We’ll help you get where you want to go without sacrificing what matters most to you. Delivering value and adhering to our enduring principles What are enduring principles? Since our founding, they have guided our strategy and success. Thanks to the dedication of our partners, Northern Trust continues to thrive by adhering to three enduring principles: service, expertise and integrity . What does this mean? Service Northern Trust has a relentless drive to provide exceptional service to our clients, our partners and our communities. We set new standards and go above and beyond in our commitment to delivering greater results. Expertise Expertise is at the core of who we are. We focus sharply on what we do well. From expanding our capabilities, to hiring talented professionals to developing innovative solutions, our expertise is why we continue to be a trusted advisor for generations of families and institutions. Integrity Operating with uncompromising ethics is central to Northern Trust’s heritage. As a result, our clients, partners and communities know they can rely on us. For more than 130 years, our integrity has been our guide – and that will never change.

Why Work With Us

At Northern Trust, we go further because we go together. We embrace flexibility, encourage balance, and prioritize inclusion at all levels, working together to keep you connected. We are committed to our employees—all 24,000 of them. Whether this is a first step or a bold new leap in your career, we’re here to help you move forward.

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