AM, Equities Internal Compliance Manager

Posted 18 Days Ago
Be an Early Applicant
Hiring Remotely in Hong Kong
Remote
Junior
Financial Services
The Role
Support internal control and compliance for securities operations, ensure adherence to regulations, conduct risk assessments, prepare reports, and monitor process performance.
Summary Generated by Built In
WHO WE ARE:

As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires.

 Today, we’re on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organisation. But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia’s leading financial services partner for a sustainable future.

 We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career.

Your Opportunity Starts Here.

Job Purpose: To play as a role in Market Operations team to support the internal control and compliance functions by assisting in the development, implementation, monitoring, and enforcement of policies and procedures that ensure adherence to regulatory requirements for securities operations, further mitigate risks, and promote operational efficiency and integrity.
What you be doing:

- Collaborate with stakeholders to ensure that risk management practices are robust and effective.

- Conduct regular risk assessments and reviews to ensure that our risk management practices are up-to-date and effective.

- Develop and maintain risk management reports and dashboards to provide insights to stakeholders.

- Serves as defenders to perform Internal reconciliation

- Prepare reporting to regulatory regularly

- Prepare Statistic to senior management
- Monitor and report on process performance, identifying areas for further improvement
Who you are
- A degree in Degree holder in any discipline(s)/Higher Diploma
- At least 2 years' experience in Securities operations related to internal risk control, regulatory reporting and statistic preparation

- have a deep understanding of banking operational risk management principles and practices is preferred
- Proven track record of process improvement and implementation
- Strong analytical and problem-solving skills, with the ability to think creatively
- Excellent communication and interpersonal skills, with the ability to influence stakeholders
Who We Are
As Singapore's longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires.
Today, we're on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organization.
But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia's leading financial services partner for a sustainable future.
We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career. Your Opportunity Starts Here.
What we offer
Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Equal opportunity. Fair employment. Selection based on ability and fit with our culture and values. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.

What we offer:


Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.

Skills Required

  • Degree holder in any discipline(s)/Higher Diploma
  • At least 2 years' experience in Securities operations
  • Deep understanding of banking operational risk management principles
  • Proven track record of process improvement
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills
Am I A Good Fit?
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The Company
0 Employees
Year Founded: 1932

What We Do

OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is now the second largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s. Recognised for its financial strength and stability, OCBC is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker. OCBC and its subsidiaries offer a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services. OCBC’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has more than 570 branches and representative offices in 19 countries and regions. These include about 300 branches and offices in Indonesia under subsidiary Bank OCBC NISP, and over 90 branches and offices in Mainland China, Hong Kong SAR and Macau SAR under OCBC Wing Hang. OCBC’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. OCBC's insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the largest private sector asset management companies in Southeast Asia.

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